David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NFX
2401
DELISTED
Newfield Exploration
NFX
| $2M | ﹤0.01% |
72,954
-22,857
| -24% | -$573K |
|
2402
CALL
BlackBerry
BB
$4.57B
| $2M | ﹤0.01% |
251,100
+70,500
| +39% | +$685K |
|
|
MEG
2403
DELISTED
Media General, Inc
MEG
| $1.99M | ﹤0.01% |
139,681
+10,435
| +8% | +$115K |
|
2404
CALL
Trex
TREX
$4.76B
| $1.99M | ﹤0.01% |
321,600
| – | – |
|
2405
PUT
C.H. Robinson
CHRW
$17.7B
| $1.99M | ﹤0.01% |
+33,400
| New | +$1.96M |
|
|
AWH
2406
CALL
DELISTED
Allied World Assurance Co Hld Lt
AWH
| $1.99M | ﹤0.01% |
60,000
-35,400
| -37% | -$1.11M |
|
2407
Vanguard Real Estate ETF
VNQ
$39.1B
| $1.99M | ﹤0.01% |
30,000
-264,600
| -90% | -$18M |
|
2408
CALL
Yelp
YELP
$1.23B
| $1.99M | ﹤0.01% |
+30,000
| New | +$1.54M |
|
|
CAM
2409
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
| $1.99M | ﹤0.01% |
33,999
-94,888
| -74% | -$5.65M |
|
2410
Western Alliance Bancorporation
WAL
$8.68B
| $1.98M | ﹤0.01% |
104,793
+7,171
| +7% | +$125K |
|
|
ALOG
2411
CALL
DELISTED
Analogic Corp
ALOG
| $1.98M | ﹤0.01% |
24,000
+20,000
| +500% | +$1.5M |
|
|
NOR
2412
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
| $1.98M | ﹤0.01% |
115,172
-45,615
| -28% | -$959K |
|
|
PNRA
2413
CALL
DELISTED
Panera Bread Co
PNRA
| $1.98M | ﹤0.01% |
+12,500
| New | +$2.17M |
|
|
NPSP
2414
PUT
DELISTED
NPS PHARMACEUTICALS INC
NPSP
| $1.98M | ﹤0.01% |
+62,100
| New | +$1.42M |
|
|
AVB
2415
CALL
DELISTED
AvalonBay Communities
AVB
| $1.97M | ﹤0.01% |
15,500
-20,000
| -56% | -$2.64M |
|
2416
PUT
Mettler-Toledo International
MTD
$28B
| $1.97M | ﹤0.01% |
+8,200
| New | +$1.85M |
|
|
HES
2417
DELISTED
Hess
HES
| $1.97M | ﹤0.01% |
25,426
-41,019
| -62% | -$3.06M |
|
2418
Molson Coors Class B
TAP
$7.85B
| $1.97M | ﹤0.01% |
39,208
-174,703
| -82% | -$8.79M |
|
|
DCH
2419
PUT
Dauch Corp
DCH
$1.52B
| $1.96M | ﹤0.01% |
99,600
+70,500
| +242% | +$1.39M |
|
2420
CALL
Fair Isaac
FICO
$24.5B
| $1.96M | ﹤0.01% |
35,500
+28,000
| +373% | +$1.44M |
|
|
SBY
2421
DELISTED
Silver Bay Realty Trust Corp.
SBY
| $1.96M | ﹤0.01% |
+125,221
| New | +$2.02M |
|
2422
DuPont de Nemours
DD
$18.6B
| $1.96M | ﹤0.01% |
20,148
-75,684
| -79% | -$7.05M |
|
2423
CALL
Dillards
DDS
$9.87B
| $1.96M | ﹤0.01% |
25,000
| – | – |
|
2424
CALL
Corning
GLW
$132B
| $1.96M | ﹤0.01% |
134,200
-13,000
| -9% | -$192K |
|
2425
PUT
FirstEnergy
FE
$27B
| $1.96M | ﹤0.01% |
53,700
+3,900
| +8% | +$146K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw's Q3 2013 filing shows 738 new, 1,785 increased, 1,270 reduced and 426 closed positions. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M. The largest sale was Apple, an estimated $751M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.