David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 14.49% |
| 3 | Consumer Discretionary | 9.18% |
| 4 | Healthcare | 8.57% |
| 5 | Financials | 8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EONR
2376
EON Resources
EONR
$26.1M
| $2.51M | ﹤0.01% |
240,900
| – | – |
|
2377
Canadian Imperial Bank of Commerce
CM
$105B
| $2.51M | ﹤0.01% |
59,300
+18,114
| +44% | +$795K |
|
|
NOA
2378
North American Construction
NOA
$364M
| $2.51M | ﹤0.01% |
150,300
+69,300
| +86% | +$1.08M |
|
2379
PUT
Targa Resources
TRGP
$62B
| $2.5M | ﹤0.01% |
34,300
| – | – |
|
2380
nLIGHT
LASR
$2.6B
| $2.5M | ﹤0.01% |
245,683
+69,396
| +39% | +$799K |
|
2381
Gentherm
THRM
$1.24B
| $2.5M | ﹤0.01% |
41,372
+6,409
| +18% | +$429K |
|
|
AAT
2382
American Assets Trust
AAT
$1.38B
| $2.5M | ﹤0.01% |
134,441
+117,408
| +689% | +$2.86M |
|
2383
PDF Solutions
PDFS
$1.95B
| $2.5M | ﹤0.01% |
58,915
+21,032
| +56% | +$737K |
|
2384
NIO
NIO
$10.9B
| $2.5M | ﹤0.01% |
237,599
-1,323,100
| -85% | -$13.5M |
|
|
EGRX
2385
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
| $2.49M | ﹤0.01% |
87,944
+33,027
| +60% | +$980K |
|
2386
Materion
MTRN
$5.13B
| $2.49M | ﹤0.01% |
21,493
+9,601
| +81% | +$962K |
|
2387
Cloudflare
NET
$110B
| $2.48M | ﹤0.01% |
40,275
-217,820
| -84% | -$11.9M |
|
2388
Regions Financial
RF
$25.9B
| $2.48M | ﹤0.01% |
133,581
-109,587
| -45% | -$2.39M |
|
2389
Carlisle Companies
CSL
$14.3B
| $2.48M | ﹤0.01% |
10,961
-5,888
| -35% | -$1.43M |
|
2390
InMode
INMD
$854M
| $2.48M | ﹤0.01% |
77,512
+10,714
| +16% | +$367K |
|
|
CSW
2391
CSW Industrials
CSW
$5.19B
| $2.48M | ﹤0.01% |
17,828
-6,740
| -27% | -$910K |
|
2392
Kennametal
KMT
$2.3B
| $2.48M | ﹤0.01% |
89,775
-22,642
| -20% | -$624K |
|
2393
Avis
CAR
$4.93B
| $2.47M | ﹤0.01% |
12,681
-44,252
| -78% | -$8.88M |
|
|
SMLR
2394
DELISTED
Semler Scientific
SMLR
| $2.47M | ﹤0.01% |
92,172
+30,592
| +50% | +$857K |
|
|
VTNR
2395
CALL
DELISTED
Vertex Energy, Inc
VTNR
| $2.47M | ﹤0.01% |
+250,000
| New | +$1.98M |
|
2396
Federal Agricultural Mortgage
AGM
$2.42B
| $2.47M | ﹤0.01% |
18,517
+16,479
| +809% | +$2.16M |
|
2397
Fulgent Genetics
FLGT
$549M
| $2.47M | ﹤0.01% |
78,992
+42,496
| +116% | +$1.37M |
|
2398
Eagle Bancorp
EGBN
$842M
| $2.47M | ﹤0.01% |
73,674
+34,659
| +89% | +$1.48M |
|
2399
Commerce Bancshares
CBSH
$8.33B
| $2.46M | ﹤0.01% |
48,904
+20,786
| +74% | +$1.16M |
|
2400
Hanmi Financial
HAFC
$924M
| $2.46M | ﹤0.01% |
132,706
+18,104
| +16% | +$411K |
|
Similar funds
David Shaw's Q1 2023 Portfolio in Review
As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw withdrew a net $5.35B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- David Shaw opened 431 new positions and closed 860 in Q1 2023.
- David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.