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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$13.7B
Cap. Flow %
-12.39%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.33%
2 Technology 14.87%
3 Consumer Discretionary 9.92%
4 Healthcare 7.34%
5 Financials 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
2376
DELISTED
Spirit Airlines, Inc.
SAVE
$3.31M ﹤0.01%
127,694
+113,115
+776% +$2.97M
FULT icon
2377
Fulton Financial
FULT
$4.53B
$3.31M ﹤0.01%
216,731
+196,265
+959% +$3.04M
WST icon
2378
PUT
West Pharmaceutical
WST
$24.4B
$3.31M ﹤0.01%
+7,800
New +$3.29M
ATSPT
2379
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$3.31M ﹤0.01%
338,593
+242,474
+252% +$2.37M
MKC icon
2380
McCormick & Company Non-Voting
MKC
$14.7B
$3.31M ﹤0.01%
40,808
-28,119
-41% -$2.41M
MTD icon
2381
CALL
Mettler-Toledo International
MTD
$28.2B
$3.31M ﹤0.01%
2,400
-2,300
-49% -$3.46M
HAYW icon
2382
Hayward Holdings
HAYW
$3.02B
$3.29M ﹤0.01%
148,178
-94,528
-39% -$2.13M
EBSB
2383
DELISTED
Meridian Bancorp, Inc.
EBSB
$3.29M ﹤0.01%
158,591
-94,074
-37% -$1.87M
SRC
2384
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$3.29M ﹤0.01%
71,490
+38,200
+115% +$1.9M
EVOJ
2385
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
$3.29M ﹤0.01%
339,518
+185,181
+120% +$1.8M
FISV
2386
Fiserv Inc
FISV
$28B
$3.29M ﹤0.01%
+30,309
New +$3.39M
LXU icon
2387
LSB Industries
LXU
$752M
$3.29M ﹤0.01%
418,577
+144,462
+53% +$900K
RUN icon
2388
CALL
Sunrun
RUN
$2.18B
$3.29M ﹤0.01%
74,700
+5,200
+7% +$248K
CPAR
2389
DELISTED
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$3.29M ﹤0.01%
+337,078
New +$3.27M
EDIT icon
2390
PUT
Editas Medicine
EDIT
$507M
$3.29M ﹤0.01%
80,000
-70,000
-47% -$3.84M
THS
2391
DELISTED
Treehouse Foods
THS
$3.28M ﹤0.01%
82,334
-47,019
-36% -$1.92M
BNAI
2392
Brand Engagement Network
BNAI
$93.4M
$3.28M ﹤0.01%
33,536
+20,203
+152% +$1.96M
RY icon
2393
CALL
Royal Bank of Canada
RY
$284B
$3.27M ﹤0.01%
32,900
-48,800
-60% -$4.97M
SWAV
2394
PUT
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$3.27M ﹤0.01%
15,900
+5,900
+59% +$1.16M
AEL
2395
DELISTED
American Equity Investment Life Holding Company
AEL
$3.27M ﹤0.01%
110,597
+13,622
+14% +$425K
IVR icon
2396
PUT
Invesco Mortgage Capital
IVR
$799M
$3.27M ﹤0.01%
103,760
– –
LJAQ
2397
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$3.27M ﹤0.01%
331,429
+256,125
+340% +$2.51M
EMBK
2398
DELISTED
Embark Technology, Inc. Common Stock
EMBK
$3.27M ﹤0.01%
16,438
– –
NGMS
2399
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
$3.26M ﹤0.01%
88,873
+85,054
+2,227% +$3.92M
EAC
2400
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$3.26M ﹤0.01%
336,431
+227,263
+208% +$2.2M
94 95
96
97 98

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $13.7B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.