David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$454M |
| 2 |
Apple
AAPL
|
+$364M |
| 3 |
Procter & Gamble
PG
|
+$314M |
| 4 |
Verizon
VZ
|
+$308M |
| 5 |
Pfizer
PFE
|
+$299M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$735M |
| 2 |
Emerson Electric
EMR
|
+$423M |
| 3 |
Biogen
BIIB
|
+$354M |
| 4 |
PayPal
PYPL
|
+$349M |
| 5 |
Amazon
AMZN
|
+$338M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.34% |
| 2 | Healthcare | 11.75% |
| 3 | Consumer Discretionary | 9.24% |
| 4 | Financials | 7.7% |
| 5 | Communication Services | 6.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
CALL
Cardinal Health
CAH
$55.4B
| $1.48M | ﹤0.01% |
30,800
-18,100
| -37% | -$940K |
|
2352
Shinhan Financial Group
SHG
$36.4B
| $1.47M | ﹤0.01% |
+62,925
| New | +$1.86M |
|
|
GRUB
2353
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $1.46M | ﹤0.01% |
17,950
-16,650
| -48% | -$1.64M |
|
2354
Eagle Materials
EXP
$6.14B
| $1.46M | ﹤0.01% |
24,992
-23,491
| -48% | -$1.87M |
|
2355
CALL
Norfolk Southern
NSC
$79.2B
| $1.46M | ﹤0.01% |
10,000
-8,000
| -44% | -$1.48M |
|
|
FG
2356
DELISTED
FGL Holdings Ordinary Shares
FG
| $1.45M | ﹤0.01% |
148,089
+86,246
| +139% | +$911K |
|
|
CKH
2357
DELISTED
Seacor Holdings Inc.
CKH
| $1.45M | ﹤0.01% |
53,806
-24,039
| -31% | -$867K |
|
2358
State Street SPDR S&P Biotech ETF
XBI
$11.7B
| $1.45M | ﹤0.01% |
18,690
-25,000
| -57% | -$2.21M |
|
2359
Kennametal
KMT
$2.29B
| $1.45M | ﹤0.01% |
+77,617
| New | +$2.21M |
|
2360
PUT
The Greenbrier Companies
GBX
$1.43B
| $1.44M | ﹤0.01% |
81,400
-60,400
| -43% | -$1.43M |
|
2361
T. Rowe Price
TROW
$24B
| $1.44M | ﹤0.01% |
14,789
-39,584
| -73% | -$4.85M |
|
2362
Celanese
CE
$4.91B
| $1.44M | ﹤0.01% |
19,651
+15,433
| +366% | +$1.53M |
|
2363
CALL
Global Payments
GPN
$24.6B
| $1.44M | ﹤0.01% |
10,000
-20,800
| -68% | -$3.8M |
|
2364
PUT
Nice
NICE
$5.92B
| $1.44M | ﹤0.01% |
10,000
+4,800
| +92% | +$775K |
|
|
FPI
2365
Farmland Partners
FPI
$452M
| $1.43M | ﹤0.01% |
236,188
-102,008
| -30% | -$655K |
|
2366
Moderna
MRNA
$59.7B
| $1.43M | ﹤0.01% |
47,835
-327,503
| -87% | -$7.53M |
|
2367
Coherent
COHR
$57.6B
| $1.43M | ﹤0.01% |
50,258
+22,238
| +79% | +$722K |
|
|
IOTS
2368
DELISTED
Adesto Technologies Corp
IOTS
| $1.43M | ﹤0.01% |
127,537
+85,307
| +202% | +$815K |
|
2369
Weis Markets
WMK
$1.75B
| $1.43M | ﹤0.01% |
34,211
+1,722
| +5% | +$65.9K |
|
|
PRO
2370
DELISTED
PROS Holdings
PRO
| $1.43M | ﹤0.01% |
45,934
+1,390
| +3% | +$69.5K |
|
2371
Rexford Industrial Realty
REXR
$8.31B
| $1.42M | ﹤0.01% |
34,643
+22,401
| +183% | +$1.03M |
|
|
ATH
2372
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
| $1.42M | ﹤0.01% |
57,147
-80,256
| -58% | -$3.19M |
|
2373
PUT
Raymond James Financial
RJF
$34B
| $1.42M | ﹤0.01% |
33,600
| – | – |
|
2374
RPM International
RPM
$13.7B
| $1.42M | ﹤0.01% |
23,785
+4,803
| +25% | +$331K |
|
|
CTXS
2375
PUT
DELISTED
Citrix Systems Inc
CTXS
| $1.42M | ﹤0.01% |
10,000
+5,800
| +138% | +$692K |
|
Similar funds
David Shaw's Q1 2020 Portfolio in Review
As of Q1 2020, David Shaw held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw's Q1 2020 filing shows 538 new, 1,356 increased, 1,723 reduced and 626 closed positions. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M. The largest sale was Tesla, an estimated $735M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- David Shaw's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
- David Shaw added most to ExxonMobil in Q1 2020, an estimated $454M increase.
- David Shaw's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
- David Shaw fully exited PG&E in Q1 2020, selling an estimated $79M.
- David Shaw's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
- David Shaw opened 538 new positions and closed 626 in Q1 2020.
- David Shaw's portfolio value fell 27% quarter-over-quarter to $64.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.