David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
Wolfspeed
WOLF
$1.4B
| $2.33M | ﹤0.01% |
37,319
-98,371
| -72% | -$6.07M |
|
2352
Safe Bulkers
SB
$857M
| $2.33M | ﹤0.01% |
224,103
+102,094
| +84% | +$811K |
|
2353
Sempra
SRE
$55.4B
| $2.33M | ﹤0.01% |
+51,938
| New | +$2.31M |
|
|
TMHC
2354
DELISTED
Taylor Morrison
TMHC
| $2.33M | ﹤0.01% |
103,853
-133,573
| -56% | -$2.88M |
|
|
VVC
2355
DELISTED
Vectren Corporation
VVC
| $2.33M | ﹤0.01% |
65,626
-21,263
| -24% | -$734K |
|
|
SQNM
2356
DELISTED
SEQUENOM INC NEW
SQNM
| $2.33M | ﹤0.01% |
994,604
+579,054
| +139% | +$1.37M |
|
2357
Wynn Resorts
WYNN
$9.64B
| $2.33M | ﹤0.01% |
11,978
-10,922
| -48% | -$1.86M |
|
|
CA
2358
PUT
DELISTED
CA, Inc.
CA
| $2.32M | ﹤0.01% |
69,000
+10,000
| +17% | +$317K |
|
2359
Maximus
MMS
$3.12B
| $2.32M | ﹤0.01% |
52,687
-26,858
| -34% | -$1.24M |
|
2360
NETSCOUT
NTCT
$2.87B
| $2.31M | ﹤0.01% |
78,169
-15,530
| -17% | -$440K |
|
2361
CALL
Encompass Health
EHC
$11.8B
| $2.31M | ﹤0.01% |
87,236
+39,721
| +84% | +$1.11M |
|
|
ATW
2362
PUT
DELISTED
Atwood Oceanics
ATW
| $2.31M | ﹤0.01% |
43,300
-116,300
| -73% | -$6.27M |
|
2363
PUT
EPAM Systems
EPAM
$5.82B
| $2.31M | ﹤0.01% |
66,100
+9,500
| +17% | +$340K |
|
|
NOR
2364
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
| $2.31M | ﹤0.01% |
100,292
-14,880
| -13% | -$278K |
|
|
MODV
2365
DELISTED
ModivCare
MODV
| $2.31M | ﹤0.01% |
89,773
-7,562
| -8% | -$209K |
|
|
CIT
2366
PUT
DELISTED
CIT Group Inc.
CIT
| $2.31M | ﹤0.01% |
44,300
| – | – |
|
2367
New Mountain Finance
NMFC
$720M
| $2.31M | ﹤0.01% |
153,420
+105,607
| +221% | +$1.54M |
|
|
SGY
2368
CALL
DELISTED
Stone Energy
SGY
| $2.31M | ﹤0.01% |
1,174
+264
| +29% | +$505K |
|
2369
CALL
Cintas
CTAS
$81.7B
| $2.31M | ﹤0.01% |
+154,800
| New | +$2.1M |
|
2370
PUT
Teradata
TDC
$2.66B
| $2.31M | ﹤0.01% |
50,700
+43,000
| +558% | +$1.95M |
|
2371
PUT
BioMarin Pharmaceuticals
BMRN
$12.6B
| $2.31M | ﹤0.01% |
32,800
| – | – |
|
2372
CALL
DXP Enterprises
DXPE
$2.99B
| $2.3M | ﹤0.01% |
20,000
+5,900
| +42% | +$554K |
|
|
BCOV
2373
DELISTED
Brightcove, Inc.
BCOV
| $2.3M | ﹤0.01% |
162,849
-2,740
| -2% | -$38.3K |
|
2374
PUT
Toro Company
TTC
$9.47B
| $2.3M | ﹤0.01% |
72,400
+27,400
| +61% | +$808K |
|
|
EJ
2375
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
| $2.3M | ﹤0.01% |
164,314
-121,132
| -42% | -$1.22M |
|
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David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.