David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CPE
2326
CALL
DELISTED
Callon Petroleum Company
CPE
| $2.34M | ﹤0.01% |
59,900
-101,500
| -63% | -$3.75M |
|
2327
PUT
Morningstar
MORN
$7.92B
| $2.34M | ﹤0.01% |
10,000
| – | – |
|
|
EVA
2328
DELISTED
Enviva Inc.
EVA
| $2.33M | ﹤0.01% |
312,038
+263,306
| +540% | +$2.74M |
|
2329
CALL
W.P. Carey
WPC
$16.1B
| $2.33M | ﹤0.01% |
43,903
| – | – |
|
2330
PUT
Newell Brands
NWL
$2.49B
| $2.32M | ﹤0.01% |
257,300
| – | – |
|
2331
Sunstone Hotel Investors
SHO
$2.07B
| $2.32M | ﹤0.01% |
248,471
-188,788
| -43% | -$1.78M |
|
2332
Compass
COMP
$8.77B
| $2.32M | ﹤0.01% |
800,207
-1,018,966
| -56% | -$3.6M |
|
2333
Repligen
RGEN
$10.2B
| $2.32M | ﹤0.01% |
14,580
+3,159
| +28% | +$516K |
|
|
MOMO
2334
Hello Group
MOMO
$848M
| $2.32M | ﹤0.01% |
332,118
-489,540
| -60% | -$4.5M |
|
2335
Southwest Airlines
LUV
$19.8B
| $2.31M | ﹤0.01% |
85,264
-368,834
| -81% | -$12M |
|
|
CNSL
2336
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $2.31M | ﹤0.01% |
674,254
-78,243
| -10% | -$288K |
|
|
WCC
2337
PUT
WESCO International
WCC
$17.1B
| $2.3M | ﹤0.01% |
+16,000
| New | +$2.58M |
|
2338
CALL
Groupon
GRPN
$773M
| $2.3M | ﹤0.01% |
+150,000
| New | +$1.46M |
|
|
AL
2339
DELISTED
Air Lease Corp
AL
| $2.29M | ﹤0.01% |
58,216
+20,743
| +55% | +$853K |
|
2340
Standard Motor Products
SMP
$819M
| $2.29M | ﹤0.01% |
68,166
+47,388
| +228% | +$1.73M |
|
2341
Scotiabank
BNS
$114B
| $2.27M | ﹤0.01% |
50,609
+33,409
| +194% | +$1.6M |
|
2342
CALL
Microchip Technology
MCHP
$40.7B
| $2.27M | ﹤0.01% |
+29,100
| New | +$2.44M |
|
2343
PUT
Signet Jewelers
SIG
$3.19B
| $2.26M | ﹤0.01% |
31,500
| – | – |
|
2344
CALL
Novavax
NVAX
$1.51B
| $2.26M | ﹤0.01% |
312,100
+60,200
| +24% | +$481K |
|
2345
PUT
Green Brick Partners
GRBK
$3.13B
| $2.26M | ﹤0.01% |
54,400
| – | – |
|
2346
Zeta Global
ZETA
$7.25B
| $2.25M | ﹤0.01% |
269,927
-282,835
| -51% | -$2.33M |
|
2347
Star Bulk Carriers
SBLK
$3.37B
| $2.25M | ﹤0.01% |
+116,896
| New | +$2.08M |
|
|
OPI
2348
DELISTED
Office Properties Income Trust
OPI
| $2.25M | ﹤0.01% |
548,695
+412,950
| +304% | +$2.87M |
|
2349
Essex Property Trust
ESS
$18.4B
| $2.24M | ﹤0.01% |
10,584
+6,384
| +152% | +$1.5M |
|
2350
DHT Holdings
DHT
$3.06B
| $2.24M | ﹤0.01% |
217,629
-246,380
| -53% | -$2.31M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $5.84B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.