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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$83.2B
AUM Growth
+$6.58B
Cap. Flow
-$940M
Cap. Flow %
-1.13%
Top 10 Hldgs %
9.47%
Holding
4,167
New
494
Increased
1,413
Reduced
1,463
Closed
484

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$501M
2
BKNG icon
Booking.com
BKNG
+$470M
3
QCOM icon
Qualcomm
QCOM
+$398M
4
CVX icon
Chevron
CVX
+$268M
5
META icon
Meta Platforms (Facebook)
META
+$224M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$914M
2
NFLX icon
Netflix
NFLX
+$305M
3
JNJ icon
Johnson & Johnson
JNJ
+$244M
4
MCD icon
McDonald's
MCD
+$241M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$222M

Sector Composition

Rank Sector Weight
1 Technology 15.48%
2 Consumer Discretionary 12.64%
3 Healthcare 10.55%
4 Financials 8.76%
5 Industrials 6.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYBT icon
2326
Stock Yards Bancorp
SYBT
$2.48B
$1.56M ﹤0.01%
42,897
+5,045
+13% +$192K
IPG
2327
DELISTED
Interpublic Group of Companies
IPG
$1.56M ﹤0.01%
68,049
+28,550
+72% +$646K
DB icon
2328
CALL
Deutsche Bank
DB
$75.6B
$1.54M ﹤0.01%
135,800
+70,800
+109% +$831K
ETSY icon
2329
PUT
Etsy
ETSY
$7.5B
$1.54M ﹤0.01%
+30,000
New +$1.38M
AIT icon
2330
Applied Industrial Technologies
AIT
$12.6B
$1.54M ﹤0.01%
19,663
+15,227
+343% +$1.15M
CRHM
2331
DELISTED
CRH Medical Corporation
CRHM
$1.54M ﹤0.01%
386,000
+82,100
+27% +$303K
MBT
2332
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$1.54M ﹤0.01%
180,158
-261,137
-59% -$2.16M
ANDV
2333
CALL
DELISTED
Andeavor
ANDV
$1.53M ﹤0.01%
10,000
– –
OHI icon
2334
CALL
Omega Healthcare
OHI
$14.2B
$1.53M ﹤0.01%
+46,800
New +$1.49M
LEN.B icon
2335
Lennar Class B
LEN.B
$20.6B
$1.53M ﹤0.01%
41,795
+3,392
+9% +$137K
UMH
2336
UMH Properties
UMH
$1.42B
$1.53M ﹤0.01%
97,665
-36,331
-27% -$571K
CXO
2337
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$1.53M ﹤0.01%
10,000
– –
DAN icon
2338
PUT
Dana Inc
DAN
$3.24B
$1.53M ﹤0.01%
81,800
+56,800
+227% +$1.14M
KE
2339
Kimball Electronics
KE
$574M
$1.52M ﹤0.01%
77,484
-8,069
-9% -$159K
RYTM icon
2340
Rhythm Pharmaceuticals
RYTM
$7.7B
$1.52M ﹤0.01%
52,161
+14,586
+39% +$461K
EFOR
2341
CALL
Everforth Inc
EFOR
$1.29B
$1.51M ﹤0.01%
+19,200
New +$1.66M
SRE.PRB
2342
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$1.51M ﹤0.01%
+15,000
New +$1.54M
ROP icon
2343
Roper Technologies
ROP
$40.9B
$1.51M ﹤0.01%
5,105
-1,290
-20% -$380K
APVO icon
2344
Aptevo Therapeutics
APVO
$4.34M
– –
0
– –
PE
2345
PUT
DELISTED
PARSLEY ENERGY INC
PE
$1.51M ﹤0.01%
51,500
– –
REGI
2346
DELISTED
Renewable Energy Group, Inc.
REGI
$1.51M ﹤0.01%
52,294
+20,906
+67% +$463K
LUMN icon
2347
CALL
Lumen
LUMN
$6.28B
$1.5M ﹤0.01%
71,000
-30,000
-30% -$628K
TEN
2348
PUT
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1.5M ﹤0.01%
35,700
+4,800
+16% +$211K
LE icon
2349
Lands' End
LE
$374M
$1.5M ﹤0.01%
85,480
-169,196
-66% -$3.98M
ICE icon
2350
CALL
Intercontinental Exchange
ICE
$90.9B
$1.5M ﹤0.01%
20,000
– –
92 93
94
95 96

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David Shaw's Q3 2018 Portfolio in Review

As of Q3 2018, David Shaw held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
  • David Shaw added most to AT&T in Q3 2018, an estimated $501M increase.
  • David Shaw's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
  • David Shaw fully exited RH in Q3 2018, selling an estimated $43.2M.
  • David Shaw's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
  • David Shaw opened 494 new positions and closed 484 in Q3 2018.
  • David Shaw's portfolio value rose 8.6% quarter-over-quarter to $83.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.