David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
Novanta
NOVT
$5.28B
| $1.04M | ﹤0.01% |
59,999
-9,973
| -14% | -$164K |
|
2327
Greif
GEF
$4.81B
| $1.04M | ﹤0.01% |
+20,970
| New | +$898K |
|
2328
SPS Commerce
SPSC
$2.9B
| $1.04M | ﹤0.01% |
28,274
-126,476
| -82% | -$4.16M |
|
|
SGYP
2329
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
| $1.04M | ﹤0.01% |
188,211
+109,736
| +140% | +$514K |
|
2330
TriCo Bancshares
TCBK
$1.72B
| $1.03M | ﹤0.01% |
38,660
-4,319
| -10% | -$116K |
|
|
CSBK
2331
DELISTED
Clifton Bancorp Inc.
CSBK
| $1.03M | ﹤0.01% |
67,612
+5,555
| +9% | +$83.4K |
|
2332
EnerSys
ENS
$7.01B
| $1.03M | ﹤0.01% |
14,920
-44,658
| -75% | -$2.98M |
|
2333
PUT
Smith & Wesson
SWBI
$606M
| $1.03M | ﹤0.01% |
+50,349
| New | +$1.1M |
|
2334
CALL
Advanced Micro Devices
AMD
$782B
| $1.03M | ﹤0.01% |
148,800
+114,500
| +334% | +$731K |
|
2335
Plexus
PLXS
$6.42B
| $1.03M | ﹤0.01% |
21,944
-19,432
| -47% | -$891K |
|
|
ENZ
2336
DELISTED
Enzo Biochem, Inc.
ENZ
| $1.03M | ﹤0.01% |
201,823
+41,762
| +26% | +$249K |
|
|
ECYT
2337
DELISTED
Endocyte, Inc. Common Stock
ECYT
| $1.02M | ﹤0.01% |
331,591
+73,371
| +28% | +$229K |
|
|
CIE
2338
DELISTED
Cobalt International Energy, Inc
CIE
| $1.02M | ﹤0.01% |
55,013
-101,230
| -65% | -$1.88M |
|
2339
PUT
Digital Realty Trust
DLR
$71.2B
| $1.02M | ﹤0.01% |
+10,500
| New | +$1.07M |
|
|
ORC
2340
Orchid Island Capital
ORC
$1.34B
| $1.02M | ﹤0.01% |
19,570
+12,342
| +171% | +$659K |
|
2341
CALL
Eaton
ETN
$159B
| $1.02M | ﹤0.01% |
15,500
| – | – |
|
2342
Haverty Furniture Companies
HVT
$425M
| $1.01M | ﹤0.01% |
50,600
+25,209
| +99% | +$493K |
|
2343
Central Pacific Financial
CPF
$969M
| $1.01M | ﹤0.01% |
40,218
+27,022
| +205% | +$670K |
|
2344
PUT
Melco Resorts & Entertainment
MLCO
$2.08B
| $1.01M | ﹤0.01% |
62,800
| – | – |
|
|
SMRT
2345
DELISTED
Stein Mart Inc
SMRT
| $1.01M | ﹤0.01% |
158,943
-45,558
| -22% | -$370K |
|
|
CBF
2346
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
| $1M | ﹤0.01% |
31,252
+9,073
| +41% | +$275K |
|
2347
Blackbaud
BLKB
$2.15B
| $1M | ﹤0.01% |
15,083
-1,487
| -9% | -$101K |
|
2348
PUT
PepsiCo
PEP
$194B
| $1M | ﹤0.01% |
+9,200
| New | +$991K |
|
|
ALR
2349
DELISTED
AlerisLife Inc
ALR
| $998K | ﹤0.01% |
52,294
+1,399
| +3% | +$29.9K |
|
|
BBRG
2350
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
| $995K | ﹤0.01% |
208,060
+118,075
| +131% | +$710K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.