We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$72.6B
AUM Growth
+$7.53B
Cap. Flow
+$3.73B
Cap. Flow %
5.13%
Top 10 Hldgs %
9.55%
Holding
3,940
New
507
Increased
1,441
Reduced
1,273
Closed
394

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$434M
2
NFLX icon
Netflix
NFLX
+$301M
3
BABA icon
Alibaba
BABA
+$245M
4
VZ icon
Verizon
VZ
+$235M
5
TSLA icon
Tesla
TSLA
+$230M

Sector Composition

Rank Sector Weight
1 Technology 13.95%
2 Healthcare 11.57%
3 Consumer Discretionary 9.23%
4 Communication Services 8.8%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TISI icon
2301
Team
TISI
$108M
$1.47M ﹤0.01%
9,892
+6,983
+240% +$930K
CY
2302
DELISTED
Cypress Semiconductor
CY
$1.47M ﹤0.01%
+96,573
New +$1.53M
CTSH icon
2303
CALL
Cognizant
CTSH
$27.9B
$1.47M ﹤0.01%
20,700
-75,900
-79% -$5.55M
KTOS icon
2304
Kratos Defense & Security Solutions
KTOS
$10.2B
$1.47M ﹤0.01%
138,848
-753,281
-84% -$8.6M
VRN
2305
DELISTED
Veren
VRN
$1.47M ﹤0.01%
193,073
+155,752
+417% +$1.17M
TSC
2306
DELISTED
TriState Capital Holdings, Inc.
TSC
$1.47M ﹤0.01%
63,798
-18,179
-22% -$423K
GPOR
2307
PUT
DELISTED
Gulfport Energy Corp.
GPOR
$1.47M ﹤0.01%
114,800
-69,200
-38% -$921K
CME icon
2308
PUT
CME Group
CME
$101B
$1.46M ﹤0.01%
10,000
GCAP
2309
DELISTED
Gain Capital Holdings, Inc.
GCAP
$1.46M ﹤0.01%
145,858
-33,127
-19% -$237K
BIVV
2310
PUT
DELISTED
Bioverativ Inc. Common Stock
BIVV
$1.46M ﹤0.01%
27,000
-900
-3% -$49.2K
DLR icon
2311
Digital Realty Trust
DLR
$72.1B
$1.45M ﹤0.01%
12,764
-141,046
-92% -$16.6M
RYAM.PRA
2312
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$1.45M ﹤0.01%
+10,000
New +$1.22M
AIG icon
2313
American International
AIG
$40.3B
$1.45M ﹤0.01%
24,248
-1,566,801
-98% -$96.2M
PNNT
2314
Pennant Park Investment Corp
PNNT
$249M
$1.44M ﹤0.01%
208,854
+105,619
+102% +$782K
FRAN
2315
DELISTED
Francesca's Holdings Corporation
FRAN
$1.44M ﹤0.01%
16,418
+7,864
+92% +$661K
STI
2316
CALL
DELISTED
SunTrust Banks, Inc.
STI
$1.44M ﹤0.01%
22,300
+3,300
+17% +$201K
ONDK
2317
DELISTED
On Deck Capital, Inc.
ONDK
$1.44M ﹤0.01%
250,263
-17,911
-7% -$91.9K
PAHC icon
2318
Phibro Animal Health
PAHC
$1.48B
$1.44M ﹤0.01%
42,864
+33,317
+349% +$1.18M
SLRC icon
2319
SLR Investment Corp
SLRC
$687M
$1.43M ﹤0.01%
70,967
+12,286
+21% +$262K
CPLA
2320
DELISTED
Capella Education Company
CPLA
$1.43M ﹤0.01%
18,526
+8,278
+81% +$643K
ABAX
2321
DELISTED
Abaxis Inc
ABAX
$1.43M ﹤0.01%
28,951
+1,167
+4% +$55.7K
COO icon
2322
Cooper Companies
COO
$14.1B
$1.43M ﹤0.01%
26,312
-37,088
-58% -$2.17M
DISH
2323
CALL
DELISTED
DISH Network Corp.
DISH
$1.43M ﹤0.01%
30,000
KNDI
2324
Kandi Technologies Group
KNDI
$69M
$1.43M ﹤0.01%
210,608
+180,556
+601% +$1.35M
GNCMA
2325
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$1.43M ﹤0.01%
36,707
-549
-1% -$22.4K

Similar funds

David Shaw's Q4 2017 Portfolio in Review

As of Q4 2017, David Shaw held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $434M trimmed.

  • David Shaw's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
  • David Shaw added most to GE Aerospace in Q4 2017, an estimated $570M increase.
  • David Shaw's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
  • David Shaw fully exited Tesla in Q4 2017, selling an estimated $230M.
  • David Shaw's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
  • David Shaw opened 507 new positions and closed 394 in Q4 2017.
  • David Shaw's portfolio value rose 12% quarter-over-quarter to $72.6B.

Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.