David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
PUT
Children's Place
PLCE
$58.9M
| $1.23M | ﹤0.01% |
+12,200
| New | +$1.1M |
|
|
TRST
2302
Trustco Bank Corp NY
TRST
$970M
| $1.23M | ﹤0.01% |
28,116
+1,336
| +5% | +$52.1K |
|
|
TNGO
2303
DELISTED
Tangoe, Inc.
TNGO
| $1.23M | ﹤0.01% |
155,673
+58,658
| +60% | +$483K |
|
2304
Artivion
AORT
$1.29B
| $1.23M | ﹤0.01% |
63,997
-48,662
| -43% | -$887K |
|
2305
Arrow Electronics
ARW
$10.3B
| $1.23M | ﹤0.01% |
+17,183
| New | +$1.14M |
|
2306
Koppers
KOP
$861M
| $1.22M | ﹤0.01% |
30,322
+7,706
| +34% | +$283K |
|
2307
Kilroy Realty
KRC
$4.29B
| $1.22M | ﹤0.01% |
16,685
-32,489
| -66% | -$2.32M |
|
2308
Unitil
UTL
$982M
| $1.22M | ﹤0.01% |
26,928
+1,670
| +7% | +$69.7K |
|
2309
Geospace Technologies
GEOS
$71.4M
| $1.22M | ﹤0.01% |
59,907
+19,400
| +48% | +$393K |
|
|
CIVI
2310
DELISTED
Civitas Resources
CIVI
| $1.22M | ﹤0.01% |
10,690
+9,959
| +1,362% | +$1.28M |
|
2311
Designer Brands
DBI
$286M
| $1.22M | ﹤0.01% |
53,737
+38,850
| +261% | +$881K |
|
2312
Medifast
MED
$135M
| $1.22M | ﹤0.01% |
29,243
-39,548
| -57% | -$1.59M |
|
2313
CALL
Group 1 Automotive
GPI
$3.13B
| $1.22M | ﹤0.01% |
15,600
-8,200
| -34% | -$563K |
|
2314
Lexicon Pharmaceuticals
LXRX
$1.03B
| $1.22M | ﹤0.01% |
87,952
-579,178
| -87% | -$9.29M |
|
2315
Mine Safety
MSA
$7.24B
| $1.21M | ﹤0.01% |
17,511
+6,839
| +64% | +$423K |
|
|
VSI
2316
DELISTED
Vitamin Shoppe Inc.
VSI
| $1.21M | ﹤0.01% |
51,043
+26,583
| +109% | +$681K |
|
2317
Axos Financial
AX
$5.55B
| $1.21M | ﹤0.01% |
+42,400
| New | +$1.01M |
|
2318
CALL
Campbell Soup
CPB
$7.01B
| $1.21M | ﹤0.01% |
20,000
| – | – |
|
2319
Repligen
RGEN
$10.3B
| $1.21M | ﹤0.01% |
39,149
+26,675
| +214% | +$825K |
|
2320
Korn Ferry
KFY
$4.34B
| $1.21M | ﹤0.01% |
40,985
-43,131
| -51% | -$1.05M |
|
2321
CALL
Stryker
SYK
$127B
| $1.2M | ﹤0.01% |
10,000
| – | – |
|
2322
CALL
UFP Industries
UFPI
$4.85B
| $1.2M | ﹤0.01% |
35,100
| – | – |
|
2323
Best Buy
BBY
$18B
| $1.19M | ﹤0.01% |
27,937
+21,880
| +361% | +$930K |
|
2324
PUT
Fair Isaac
FICO
$24.7B
| $1.19M | ﹤0.01% |
10,000
| – | – |
|
|
WBA
2325
PUT
DELISTED
Walgreens Boots Alliance
WBA
| $1.19M | ﹤0.01% |
14,400
| – | – |
|
Similar funds
David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.