David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SRCL
2301
DELISTED
Stericycle Inc
SRCL
| $1.1M | ﹤0.01% |
13,702
-6,535
| -32% | -$591K |
|
|
WIFI
2302
DELISTED
Boingo Wireless, Inc.
WIFI
| $1.1M | ﹤0.01% |
106,711
+47,204
| +79% | +$423K |
|
2303
CALL
Best Buy
BBY
$18B
| $1.1M | ﹤0.01% |
28,700
-5,500
| -16% | -$193K |
|
|
EXAS
2304
PUT
DELISTED
Exact Sciences
EXAS
| $1.1M | ﹤0.01% |
+59,000
| New | +$1.04M |
|
2305
CALL
Campbell Soup
CPB
$7B
| $1.09M | ﹤0.01% |
20,000
| – | – |
|
2306
Santander
BSBR
$43.4B
| $1.09M | ﹤0.01% |
170,028
+37,375
| +28% | +$232K |
|
2307
CALL
Alexandria Real Estate Equities
ARE
$9.1B
| $1.09M | ﹤0.01% |
+10,000
| New | +$1.09M |
|
2308
CVR Energy
CVI
$3.81B
| $1.08M | ﹤0.01% |
78,713
-19,751
| -20% | -$284K |
|
2309
Turkcell
TKC
$4.72B
| $1.08M | ﹤0.01% |
133,469
+37,432
| +39% | +$321K |
|
2310
Omnicell
OMCL
$1.52B
| $1.07M | ﹤0.01% |
28,037
+5,718
| +26% | +$213K |
|
2311
PUT
Vertex Pharmaceuticals
VRTX
$140B
| $1.07M | ﹤0.01% |
12,300
+2,300
| +23% | +$217K |
|
2312
WSFS Financial
WSFS
$4.01B
| $1.07M | ﹤0.01% |
29,374
+15,900
| +118% | +$573K |
|
|
SRCL
2313
CALL
DELISTED
Stericycle Inc
SRCL
| $1.07M | ﹤0.01% |
13,300
+10,000
| +303% | +$904K |
|
|
EDR
2314
DELISTED
Education Realty Trust Inc
EDR
| $1.06M | ﹤0.01% |
24,691
-61,577
| -71% | -$2.82M |
|
|
MDC
2315
DELISTED
M.D.C. Holdings, Inc.
MDC
| $1.06M | ﹤0.01% |
57,281
+1,754
| +3% | +$32.6K |
|
|
EXAS
2316
CALL
DELISTED
Exact Sciences
EXAS
| $1.06M | ﹤0.01% |
+57,100
| New | +$1.01M |
|
2317
PUT
Tenet Healthcare
THC
$21.9B
| $1.06M | ﹤0.01% |
46,600
+36,600
| +366% | +$953K |
|
2318
RLI Corp
RLI
$5.96B
| $1.05M | ﹤0.01% |
30,844
+17,476
| +131% | +$601K |
|
2319
PUT
Harley-Davidson
HOG
$2.86B
| $1.05M | ﹤0.01% |
20,000
| – | – |
|
|
CBR
2320
DELISTED
CIBER Inc.
CBR
| $1.05M | ﹤0.01% |
912,997
+167,069
| +22% | +$216K |
|
2321
American Eagle Outfitters
AEO
$2.8B
| $1.05M | ﹤0.01% |
58,713
-876,740
| -94% | -$15.7M |
|
|
AT
2322
DELISTED
Atlantic Power Corporation
AT
| $1.05M | ﹤0.01% |
424,058
-2,157
| -0.5% | -$5.43K |
|
|
PERY
2323
DELISTED
Perry Ellis International Inc
PERY
| $1.05M | ﹤0.01% |
54,300
-48,497
| -47% | -$984K |
|
2324
Heartland Express
HTLD
$950M
| $1.04M | ﹤0.01% |
55,172
-9,992
| -15% | -$187K |
|
|
DCOM
2325
DELISTED
Dime Community Bancshares
DCOM
| $1.04M | ﹤0.01% |
62,164
+28,456
| +84% | +$494K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.