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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+2.57%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$70.1B
AUM Growth
-$3.23B
Cap. Flow
+$3.3B
Cap. Flow %
4.71%
Top 10 Hldgs %
10.04%
Holding
5,020
New
596
Increased
1,359
Reduced
1,925
Closed
795

Top Buys

Rank Stock Value
1
LBTYK icon
Liberty Global Class C
LBTYK
+$404M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$361M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
4
PG icon
Procter & Gamble
PG
+$313M
5
NFLX icon
Netflix
NFLX
+$286M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
BAC icon
Bank of America
BAC
+$405M
3
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$236M
4
C icon
Citigroup
C
+$219M
5
SLB icon
SLB Ltd
SLB
+$184M

Sector Composition

Rank Sector Weight
1 Communication Services 9.3%
2 Healthcare 8.21%
3 Consumer Discretionary 8.05%
4 Energy 7.7%
5 Technology 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPHI
2276
DELISTED
INPHI CORPORATION
IPHI
$2.18M ﹤0.01%
135,274
+92,207
+214% +$1.25M
POT
2277
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
$2.17M ﹤0.01%
60,000
-563,100
-90% -$18.9M
CASC
2278
DELISTED
Cascadian Therapeutics, Inc.
CASC
$2.17M ﹤0.01%
121,002
+30,949
+34% +$508K
SGMO
2279
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$2.17M ﹤0.01%
119,849
+87,370
+269% +$1.68M
FTK icon
2280
CALL
Flotek Industries
FTK
$855M
$2.16M ﹤0.01%
12,933
+8,766
+210% +$1.23M
JBHT icon
2281
JB Hunt Transport Services
JBHT
$24.8B
$2.16M ﹤0.01%
30,001
+510
+2% +$37.6K
NVS icon
2282
Novartis
NVS
$299B
$2.16M ﹤0.01%
28,317
-70,041
-71% -$5.1M
ETFC
2283
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$2.16M ﹤0.01%
93,700
+42,300
+82% +$927K
ZLTQ
2284
CALL
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$2.16M ﹤0.01%
110,000
+33,300
+43% +$650K
WFM
2285
CALL
DELISTED
Whole Foods Market Inc
WFM
$2.15M ﹤0.01%
42,300
-2,700
-6% -$144K
PDCE
2286
PUT
DELISTED
PDC Energy, Inc.
PDCE
$2.14M ﹤0.01%
34,400
-25,600
-43% -$1.4M
CA
2287
PUT
DELISTED
CA, Inc.
CA
$2.14M ﹤0.01%
69,000
– –
GPN icon
2288
CALL
Global Payments
GPN
$24.6B
$2.13M ﹤0.01%
60,000
+20,000
+50% +$687K
GPN icon
2289
PUT
Global Payments
GPN
$24.6B
$2.13M ﹤0.01%
60,000
+20,000
+50% +$687K
VTOL icon
2290
Bristow Group
VTOL
$1.34B
$2.13M ﹤0.01%
36,365
-276
-0.8% -$16.2K
GNCMA
2291
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$2.13M ﹤0.01%
186,865
-43,949
-19% -$465K
PL
2292
PUT
DELISTED
PROTECTIVE LIFE CORP
PL
$2.13M ﹤0.01%
40,500
– –
CZR
2293
DELISTED
Caesars Entertainment Corporation
CZR
$2.13M ﹤0.01%
112,057
-330,820
-75% -$7.63M
PHIIK
2294
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$2.13M ﹤0.01%
48,132
-1,469
-3% -$59.6K
STBZ
2295
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$2.13M ﹤0.01%
120,292
-25,056
-17% -$436K
TYL icon
2296
Tyler Technologies
TYL
$14.4B
$2.13M ﹤0.01%
25,407
+16,807
+195% +$1.62M
AIFU
2297
AIFU Inc
AIFU
$138M
$2.13M ﹤0.01%
709
-54
-7% -$143K
XXIA
2298
DELISTED
Ixia
XXIA
$2.12M ﹤0.01%
+169,552
New +$2.17M
FWONA icon
2299
CALL
Liberty Media Series A
FWONA
$23.9B
$2.12M ﹤0.01%
91,189
-151,982
-63% -$3.63M
NSU
2300
DELISTED
Nevsun Resources Ltd.
NSU
$2.12M ﹤0.01%
628,480
-210,777
-25% -$785K
90 91
92
93 94

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David Shaw's Q1 2014 Portfolio in Review

As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw deployed $3.3B of net new capital in Q1 2014, opening 596 new positions and adding to 1,359 existing holdings. Its largest new stake was Veren: 1,596,878 shares worth $53.3M.

By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $453M trimmed.

  • David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
  • David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
  • David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
  • David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
  • David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
  • David Shaw opened 596 new positions and closed 795 in Q1 2014.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.

Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.