David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2276
PUT
Euronet Worldwide
EEFT
$2.59B
| $2.54M | ﹤0.01% |
53,100
-4,600
| -8% | -$207K |
|
2277
CALL
Caesarstone
CSTE
$115M
| $2.54M | ﹤0.01% |
51,100
| – | – |
|
|
NUAN
2278
DELISTED
Nuance Communications, Inc.
NUAN
| $2.54M | ﹤0.01% |
192,862
+22,244
| +13% | +$306K |
|
2279
Intercontinental Exchange
ICE
$91.1B
| $2.54M | ﹤0.01% |
56,400
+44,505
| +374% | +$1.83M |
|
2280
Pan American Silver
PAAS
$22.6B
| $2.54M | ﹤0.01% |
216,778
-299,695
| -58% | -$3.19M |
|
|
MANT
2281
DELISTED
Mantech International Corp
MANT
| $2.53M | ﹤0.01% |
84,659
+21,604
| +34% | +$617K |
|
|
ITG
2282
PUT
DELISTED
Investment Technology Group Inc
ITG
| $2.53M | ﹤0.01% |
123,200
+52,800
| +75% | +$953K |
|
|
SPPI
2283
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $2.53M | ﹤0.01% |
286,096
-1,041,965
| -78% | -$9.31M |
|
2284
Sibanye-Stillwater
SBSW
$8.69B
| $2.53M | ﹤0.01% |
557,466
-95,154
| -15% | -$465K |
|
2285
Progress Software
PRGS
$1.85B
| $2.52M | ﹤0.01% |
97,364
+50,350
| +107% | +$1.3M |
|
|
MAGN
2286
Magnera Corp
MAGN
$440M
| $2.51M | ﹤0.01% |
6,994
-4,206
| -38% | -$1.49M |
|
|
MITT
2287
TPG Mortgage Investment Trust
MITT
$213M
| $2.5M | ﹤0.01% |
53,261
+48,694
| +1,066% | +$2.35M |
|
2288
Banco Bradesco
BBD
$34.4B
| $2.5M | ﹤0.01% |
508,651
-3,936,183
| -89% | -$20.9M |
|
|
MHR
2289
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
| $2.49M | ﹤0.01% |
+340,918
| New | +$2.41M |
|
2290
CALL
Strategy Inc
MSTR
$55.4B
| $2.48M | ﹤0.01% |
+200,000
| New | +$2.36M |
|
|
2291
PUT
Strategy Inc
MSTR
$55.4B
| $2.48M | ﹤0.01% |
200,000
| – | – |
|
2292
CALL
Arq
ARQ
$96.5M
| $2.48M | ﹤0.01% |
91,600
+32,800
| +56% | +$765K |
|
|
PHH
2293
DELISTED
PHH Corporation
PHH
| $2.48M | ﹤0.01% |
+102,004
| New | +$2.45M |
|
2294
PUT
TripAdvisor
TRIP
$1.15B
| $2.48M | ﹤0.01% |
+29,900
| New | +$2.45M |
|
2295
Kroger
KR
$35.1B
| $2.48M | ﹤0.01% |
125,304
-331,216
| -73% | -$6.85M |
|
2296
PUT
Ambarella
AMBA
$3.12B
| $2.47M | ﹤0.01% |
+72,800
| New | +$1.67M |
|
2297
PUT
NetApp
NTAP
$37.2B
| $2.47M | ﹤0.01% |
60,000
-175,500
| -75% | -$7.13M |
|
2298
CALL
Huntsman Corp
HUN
$1.68B
| $2.46M | ﹤0.01% |
+100,000
| New | +$2.28M |
|
|
TARO
2299
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $2.46M | ﹤0.01% |
24,852
-17,288
| -41% | -$1.5M |
|
2300
Ethan Allen Interiors
ETD
$598M
| $2.46M | ﹤0.01% |
80,755
+44,726
| +124% | +$1.26M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.