David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CONN
2276
CALL
DELISTED
Conn's Inc.
CONN
| $2.3M | ﹤0.01% |
46,000
| – | – |
|
2277
PUT
Euronet Worldwide
EEFT
$2.64B
| $2.3M | ﹤0.01% |
+57,700
| New | +$2.08M |
|
2278
CALL
Hyster-Yale Materials Handling
HY
$622M
| $2.3M | ﹤0.01% |
+25,600
| New | +$1.96M |
|
|
NAV
2279
DELISTED
Navistar International
NAV
| $2.29M | ﹤0.01% |
+62,921
| New | +$2.14M |
|
|
BHI
2280
PUT
DELISTED
Baker Hughes
BHI
| $2.29M | ﹤0.01% |
46,700
| – | – |
|
2281
PUT
Suncor Energy
SU
$76.8B
| $2.29M | ﹤0.01% |
64,000
-52,000
| -45% | -$1.73M |
|
|
ARMH
2282
PUT
DELISTED
ARM HOLDINGS PLC ADS
ARMH
| $2.29M | ﹤0.01% |
47,500
+15,500
| +48% | +$655K |
|
2283
Federal Signal
FSS
$7.42B
| $2.28M | ﹤0.01% |
177,456
+128,411
| +262% | +$1.41M |
|
2284
CALL
AB InBev
BUD
$154B
| $2.28M | ﹤0.01% |
+23,000
| New | +$2.19M |
|
2285
CALL
Coca-Cola Europacific Partners
CCEP
$48.1B
| $2.28M | ﹤0.01% |
56,600
+30,000
| +113% | +$1.14M |
|
|
SBNY
2286
DELISTED
Signature Bank
SBNY
| $2.27M | ﹤0.01% |
24,855
-14,052
| -36% | -$1.27M |
|
|
FLIR
2287
PUT
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
| $2.27M | ﹤0.01% |
+72,400
| New | +$2.26M |
|
2288
PUT
Fidelity National Information Services
FIS
$21B
| $2.27M | ﹤0.01% |
48,800
+12,200
| +33% | +$553K |
|
|
ANR
2289
CALL
DELISTED
Alpha Natural Resources Inc
ANR
| $2.27M | ﹤0.01% |
380,000
| – | – |
|
2290
Magna International
MGA
$17.7B
| $2.26M | ﹤0.01% |
54,700
-20,266
| -27% | -$794K |
|
|
ACTV
2291
DELISTED
Active Network Inc
ACTV
| $2.26M | ﹤0.01% |
+157,809
| New | +$1.52M |
|
2292
Logitech
LOGI
$14.3B
| $2.26M | ﹤0.01% |
254,957
+3,669
| +1% | +$27.4K |
|
|
HITT
2293
DELISTED
HITTITE MICROWAVE CORP
HITT
| $2.25M | ﹤0.01% |
34,479
+23,322
| +209% | +$1.45M |
|
2294
CALL
Acadia Healthcare
ACHC
$2.85B
| $2.25M | ﹤0.01% |
57,100
+14,700
| +35% | +$546K |
|
|
WAIR
2295
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
| $2.25M | ﹤0.01% |
107,268
-102,376
| -49% | -$2.02M |
|
|
APOL
2296
DELISTED
Apollo Education Group Inc Class A
APOL
| $2.24M | ﹤0.01% |
107,846
-1,083,464
| -91% | -$20.9M |
|
|
GAP
2297
CALL
The Gap Inc
GAP
$7.61B
| $2.24M | ﹤0.01% |
55,600
| – | – |
|
2298
Banner Corp
BANR
$2.39B
| $2.24M | ﹤0.01% |
58,665
-4,483
| -7% | -$162K |
|
2299
Alaska Air
ALK
$4.8B
| $2.23M | ﹤0.01% |
71,368
-38,038
| -35% | -$1.14M |
|
|
NOA
2300
North American Construction
NOA
$358M
| $2.23M | ﹤0.01% |
409,638
-7,164
| -2% | -$35.9K |
|
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David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.