David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 42.92% |
| 2 | Technology | 16.67% |
| 3 | Consumer Discretionary | 9.3% |
| 4 | Healthcare | 7.82% |
| 5 | Financials | 5.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JKS
2251
JinkoSolar
JKS
$727M
| $2.58M | ﹤0.01% |
85,043
+8,089
| +11% | +$290K |
|
2252
Montauk Renewables
MNTK
$256M
| $2.57M | ﹤0.01% |
282,316
-3,772
| -1% | -$33.9K |
|
2253
GeoPark
GPRK
$621M
| $2.57M | ﹤0.01% |
249,951
+122,164
| +96% | +$1.19M |
|
2254
Wolfspeed
WOLF
$1.39B
| $2.56M | ﹤0.01% |
+67,200
| New | +$3.52M |
|
2255
CALL
ScottsMiracle-Gro
SMG
$3.55B
| $2.56M | ﹤0.01% |
49,500
| – | – |
|
|
CCC
2256
CCC Intelligent Solutions
CCC
$4.49B
| $2.55M | ﹤0.01% |
191,381
+9,701
| +5% | +$106K |
|
2257
H.B. Fuller
FUL
$3.1B
| $2.55M | ﹤0.01% |
37,216
+12,848
| +53% | +$907K |
|
2258
Cannae Holdings
CNNE
$672M
| $2.55M | ﹤0.01% |
136,801
+56,825
| +71% | +$1.12M |
|
2259
Revolve Group
RVLV
$1.65B
| $2.54M | ﹤0.01% |
186,403
-78,631
| -30% | -$1.25M |
|
2260
PUT
Dave & Buster's
PLAY
$322M
| $2.54M | ﹤0.01% |
68,400
+41,000
| +150% | +$1.67M |
|
|
FITB
2261
PUT
Fifth Third Bancorp
FITB
$49.6B
| $2.53M | ﹤0.01% |
100,000
-19,300
| -16% | -$521K |
|
|
PRSU
2262
Pursuit Attractions and Hospitality Inc
PRSU
$1.36B
| $2.52M | ﹤0.01% |
96,239
-4,251
| -4% | -$118K |
|
2263
Prosperity Bancshares
PB
$8.72B
| $2.51M | ﹤0.01% |
+46,021
| New | +$2.67M |
|
2264
Globalstar
GSAT
$10.6B
| $2.51M | ﹤0.01% |
127,792
+35,631
| +39% | +$639K |
|
2265
Academy Sports + Outdoors
ASO
$2.69B
| $2.51M | ﹤0.01% |
53,110
-22,978
| -30% | -$1.23M |
|
2266
PUT
AES
AES
$10.5B
| $2.51M | ﹤0.01% |
164,900
| – | – |
|
2267
SL Green Realty
SLG
$4.16B
| $2.51M | ﹤0.01% |
67,168
-36,073
| -35% | -$1.3M |
|
2268
Old Republic International
ORI
$10.2B
| $2.5M | ﹤0.01% |
92,962
+22,540
| +32% | +$608K |
|
|
PGTI
2269
DELISTED
PGT, Inc.
PGTI
| $2.5M | ﹤0.01% |
90,058
-13,054
| -13% | -$360K |
|
2270
Coty
COTY
$2.44B
| $2.5M | ﹤0.01% |
227,778
+109,384
| +92% | +$1.29M |
|
2271
SLB Ltd
SLB
$80B
| $2.5M | ﹤0.01% |
42,847
-848,117
| -95% | -$49.2M |
|
|
FYBR
2272
CALL
DELISTED
Frontier Communications
FYBR
| $2.5M | ﹤0.01% |
159,500
+5,500
| +4% | +$89.3K |
|
2273
CS Disco
LAW
$282M
| $2.49M | ﹤0.01% |
375,725
+12,785
| +4% | +$111K |
|
2274
Apogee Enterprises
APOG
$849M
| $2.49M | ﹤0.01% |
52,873
+6,013
| +13% | +$292K |
|
2275
10x Genomics
TXG
$8.36B
| $2.49M | ﹤0.01% |
60,305
-47,225
| -44% | -$2.46M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $5.84B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 41% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.