David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$446M |
| 2 |
SLB Ltd
SLB
|
+$276M |
| 3 |
Apple
AAPL
|
+$267M |
| 4 |
Johnson & Johnson
JNJ
|
+$244M |
| 5 |
TJX Companies
TJX
|
+$216M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$304M |
| 2 |
Amazon
AMZN
|
+$289M |
| 3 |
YHOO
Yahoo Inc
YHOO
|
+$274M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$204M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$196M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.94% |
| 2 | Healthcare | 11.06% |
| 3 | Financials | 9.65% |
| 4 | Consumer Discretionary | 9.31% |
| 5 | Communication Services | 8.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
Palo Alto Networks
PANW
$275B
| $1.03M | ﹤0.01% |
55,110
+19,152
| +53% | +$428K |
|
2252
PUT
PVH
PVH
$3.51B
| $1.03M | ﹤0.01% |
10,000
-7,000
| -41% | -$648K |
|
|
MNR
2253
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $1.03M | ﹤0.01% |
72,580
+3,247
| +5% | +$47.2K |
|
|
HIVE
2254
DELISTED
Aerohive Networks
HIVE
| $1.03M | ﹤0.01% |
245,548
+20,188
| +9% | +$101K |
|
|
XOMA
2255
DELISTED
Xoma
XOMA
| $1.03M | ﹤0.01% |
145,089
-38,511
| -21% | -$198K |
|
2256
TriCo Bancshares
TCBK
$1.74B
| $1.03M | ﹤0.01% |
29,029
-12,268
| -30% | -$436K |
|
|
AMBR
2257
DELISTED
Amber Road Inc
AMBR
| $1.03M | ﹤0.01% |
133,497
+16,729
| +14% | +$138K |
|
2258
Ameren
AEE
$29.8B
| $1.03M | ﹤0.01% |
18,847
-29,704
| -61% | -$1.59M |
|
2259
Geospace Technologies
GEOS
$69.5M
| $1.03M | ﹤0.01% |
63,407
+3,500
| +6% | +$66.3K |
|
2260
PUT
MSC Industrial Direct
MSM
$6.8B
| $1.03M | ﹤0.01% |
+10,000
| New | +$1.01M |
|
2261
Marcus & Millichap
MMI
$1.22B
| $1.02M | ﹤0.01% |
41,648
-24,494
| -37% | -$634K |
|
|
MOMO
2262
PUT
Hello Group
MOMO
$844M
| $1.02M | ﹤0.01% |
30,000
| – | – |
|
2263
Penumbra
PEN
$12.7B
| $1.02M | ﹤0.01% |
+12,251
| New | +$927K |
|
|
BMTC
2264
DELISTED
Bryn Mawr Bank Corp
BMTC
| $1.02M | ﹤0.01% |
25,848
-15,156
| -37% | -$613K |
|
|
TRST
2265
Trustco Bank Corp NY
TRST
$973M
| $1.02M | ﹤0.01% |
25,941
-2,175
| -8% | -$89.9K |
|
|
INVN
2266
DELISTED
Invensense Inc
INVN
| $1.02M | ﹤0.01% |
80,452
-136,218
| -63% | -$1.7M |
|
|
FBRC
2267
DELISTED
FBR & Co. Common Stock
FBRC
| $1.01M | ﹤0.01% |
56,238
+10,214
| +22% | +$164K |
|
|
ACRE
2268
Ares Commercial Real Estate
ACRE
$259M
| $1.01M | ﹤0.01% |
75,620
+25,285
| +50% | +$341K |
|
2269
Ethan Allen Interiors
ETD
$598M
| $1.01M | ﹤0.01% |
32,828
-93,181
| -74% | -$2.83M |
|
|
CSFL
2270
DELISTED
CenterState Bank Corporation Common Stock
CSFL
| $1.01M | ﹤0.01% |
38,844
-4,223
| -10% | -$106K |
|
2271
American Financial Group
AFG
$12B
| $1M | ﹤0.01% |
10,505
-3,789
| -27% | -$347K |
|
|
RDUS
2272
DELISTED
Radius Recycling
RDUS
| $1M | ﹤0.01% |
48,537
-50,283
| -51% | -$1.18M |
|
2273
Urban Outfitters
URBN
$6.84B
| $1M | ﹤0.01% |
+42,137
| New | +$1.09M |
|
2274
CALL
Patterson-UTI
PTEN
$4.47B
| $1M | ﹤0.01% |
41,200
| – | – |
|
2275
Alexandria Real Estate Equities
ARE
$9.08B
| $997K | ﹤0.01% |
9,022
+100
| +1% | +$11.3K |
|
Similar funds
David Shaw's Q1 2017 Portfolio in Review
As of Q1 2017, David Shaw held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.
David Shaw withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, David Shaw opened a new position in C&J Energy Services, Inc. worth $131M.
- David Shaw's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
- David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
- David Shaw's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
- David Shaw fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
- David Shaw's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
- David Shaw opened 437 new positions and closed 599 in Q1 2017.
- David Shaw's portfolio value fell 3.4% quarter-over-quarter to $56.9B.
Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.