David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
Macy's
M
$5.94B
| $1.41M | ﹤0.01% |
39,314
-70,229
| -64% | -$2.73M |
|
|
ENZ
2227
DELISTED
Enzo Biochem, Inc.
ENZ
| $1.41M | ﹤0.01% |
202,471
+648
| +0.3% | +$4.13K |
|
2228
CALL
Teck Resources
TECK
$35.1B
| $1.4M | ﹤0.01% |
70,000
-152,800
| -69% | -$3.31M |
|
2229
Kimco Realty
KIM
$16.1B
| $1.4M | ﹤0.01% |
+55,653
| New | +$1.47M |
|
|
TSG
2230
DELISTED
The Stars Group Inc.
TSG
| $1.4M | ﹤0.01% |
+98,600
| New | +$1.43M |
|
2231
CALL
Broadridge
BR
$21.1B
| $1.39M | ﹤0.01% |
+21,000
| New | +$1.37M |
|
|
INVX
2232
Innovex International
INVX
$2.01B
| $1.39M | ﹤0.01% |
23,130
-274
| -1% | -$15.2K |
|
2233
First Busey Corp
BUSE
$2.48B
| $1.39M | ﹤0.01% |
45,056
-15,953
| -26% | -$415K |
|
|
PHIIK
2234
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
| $1.39M | ﹤0.01% |
76,875
+13,058
| +20% | +$217K |
|
2235
Clean Energy Fuels
CLNE
$346M
| $1.38M | ﹤0.01% |
483,805
+4,749
| +1% | +$17.9K |
|
|
MBLY
2236
DELISTED
Mobileye N.V.
MBLY
| $1.38M | ﹤0.01% |
+36,268
| New | +$1.36M |
|
|
CIVI
2237
DELISTED
Civitas Solutions, Inc.
CIVI
| $1.38M | ﹤0.01% |
69,133
+56,312
| +439% | +$1.02M |
|
|
KE
2238
Kimball Electronics
KE
$565M
| $1.38M | ﹤0.01% |
75,551
+10,835
| +17% | +$174K |
|
|
CUDA
2239
DELISTED
Barracuda Networks, Inc.
CUDA
| $1.37M | ﹤0.01% |
+64,128
| New | +$1.5M |
|
2240
GoPro
GPRO
$112M
| $1.37M | ﹤0.01% |
157,178
-1,150,373
| -88% | -$13.2M |
|
2241
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
| $1.37M | ﹤0.01% |
+22,000
| New | +$1.33M |
|
|
P
2242
CALL
DELISTED
Pandora Media Inc
P
| $1.37M | ﹤0.01% |
105,000
+48,900
| +87% | +$606K |
|
2243
CALL
Capri Holdings
CPRI
$1.51B
| $1.37M | ﹤0.01% |
31,800
| – | – |
|
|
LDR
2244
DELISTED
Landauer Inc
LDR
| $1.36M | ﹤0.01% |
28,333
+9,112
| +47% | +$429K |
|
2245
Western Union
WU
$2.29B
| $1.36M | ﹤0.01% |
+62,499
| New | +$1.3M |
|
2246
CALL
Alcoa
AA
$13.5B
| $1.35M | ﹤0.01% |
48,048
-11,951
| -20% | -$324K |
|
2247
First Financial Bankshares
FFIN
$4.83B
| $1.35M | ﹤0.01% |
59,582
-20,426
| -26% | -$419K |
|
2248
TFS Financial
TFSL
$4.99B
| $1.35M | ﹤0.01% |
70,706
+32,254
| +84% | +$594K |
|
|
AMRI
2249
DELISTED
Albany Molecular Research Inc
AMRI
| $1.35M | ﹤0.01% |
71,747
+34,483
| +93% | +$586K |
|
|
SASR
2250
DELISTED
Sandy Spring Bancorp Inc
SASR
| $1.34M | ﹤0.01% |
33,544
+26,843
| +401% | +$929K |
|
Similar funds
David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.