David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.49% |
| 2 | Consumer Discretionary | 9.18% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 8% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DFS
201
DELISTED
Discover Financial Services
DFS
| $104M | 0.11% |
1,050,776
+202,945
| +24% | +$21.7M |
|
202
Citigroup
C
$221B
| $104M | 0.11% |
2,213,351
-119,847
| -5% | -$5.88M |
|
203
Crown Castle
CCI
$32.1B
| $103M | 0.11% |
769,025
+169,362
| +28% | +$23.4M |
|
|
XYZ
204
CALL
Block Inc
XYZ
$49.4B
| $103M | 0.11% |
1,499,000
-314,500
| -17% | -$23.5M |
|
205
Dollar General
DG
$27.2B
| $101M | 0.11% |
479,818
+417,714
| +673% | +$93.8M |
|
206
CALL
Occidental Petroleum
OXY
$61.3B
| $101M | 0.11% |
1,617,500
-625,600
| -28% | -$38.9M |
|
|
207
CALL
Alphabet (Google) Class A
GOOGL
$4.22T
| $100M | 0.11% |
968,000
+568,000
| +142% | +$54.5M |
|
208
Palantir
PLTR
$432B
| $100M | 0.11% |
11,857,188
-773,360
| -6% | -$6.05M |
|
209
Harley-Davidson
HOG
$2.93B
| $100M | 0.11% |
2,635,538
-253,706
| -9% | -$11.1M |
|
210
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
| $99.9M | 0.11% |
+2,950,552
| New | +$100M |
|
211
VanEck Semiconductor ETF
SMH
$68.6B
| $99.9M | 0.11% |
+758,800
| New | +$91M |
|
212
MGM Resorts International
MGM
$11B
| $99.7M | 0.11% |
2,244,297
+254,010
| +13% | +$10.6M |
|
|
X
213
DELISTED
US Steel
X
| $97.8M | 0.1% |
3,747,151
-1,158,874
| -24% | -$32.2M |
|
214
Weatherford International
WFRD
$6.49B
| $96M | 0.1% |
1,617,995
-925,856
| -36% | -$54.2M |
|
215
CALL
United Parcel Service
UPS
$86.8B
| $95.9M | 0.1% |
494,300
-295,800
| -37% | -$54.3M |
|
216
CALL
Palo Alto Networks
PANW
$292B
| $95.3M | 0.1% |
954,600
-330,800
| -26% | -$28M |
|
217
EOG Resources
EOG
$80.3B
| $95.1M | 0.1% |
829,377
-279,358
| -25% | -$33.9M |
|
218
Intuitive Surgical
ISRG
$134B
| $94.9M | 0.1% |
371,441
+284,522
| +327% | +$70.1M |
|
|
LSXMA
219
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
| $94.6M | 0.1% |
4,584,456
-1,249,769
| -21% | -$31.3M |
|
220
CALL
JPMorgan Chase
JPM
$935B
| $93.8M | 0.1% |
719,900
-621,700
| -46% | -$85.2M |
|
221
Cleveland-Cliffs
CLF
$6.43B
| $93.6M | 0.1% |
5,105,334
+2,025,604
| +66% | +$40.1M |
|
222
Freeport-McMoran
FCX
$110B
| $92.7M | 0.1% |
2,266,126
+646,664
| +40% | +$26.9M |
|
223
CALL
Texas Instruments
TXN
$241B
| $92.2M | 0.1% |
495,900
+396,300
| +398% | +$69.7M |
|
224
Acadia Pharmaceuticals
ACAD
$5.08B
| $92.2M | 0.1% |
4,900,582
+681,183
| +16% | +$13M |
|
225
Starbucks
SBUX
$122B
| $91.5M | 0.1% |
878,373
+677,603
| +338% | +$70.5M |
|
Similar funds
David Shaw's Q1 2023 Portfolio in Review
As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw withdrew a net $9.17B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- David Shaw opened 431 new positions and closed 860 in Q1 2023.
- David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.