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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$7.58B
Cap. Flow %
-6.28%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.89%
2 Technology 13.97%
3 Consumer Discretionary 9.19%
4 Financials 7.48%
5 Healthcare 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAFC icon
2201
Hanmi Financial
HAFC
$924M
$5.13M ﹤0.01%
216,586
-38,482
-15% -$860K
NAVI icon
2202
Navient
NAVI
$873M
$5.13M ﹤0.01%
241,577
-324,580
-57% -$6.56M
PTLO icon
2203
Portillo's
PTLO
$325M
$5.12M ﹤0.01%
+136,304
New +$5.46M
GEEXU
2204
DELISTED
Games & Esports Experience Acquisition Corp. Unit
GEEXU
$5.12M ﹤0.01%
+504,583
New +$5.11M
VISN
2205
Vistance Networks Inc
VISN
$2.68B
$5.11M ﹤0.01%
462,933
+66,410
+17% +$728K
GDDY icon
2206
CALL
GoDaddy
GDDY
$12.3B
$5.11M ﹤0.01%
60,200
– –
ZY
2207
DELISTED
Zymergen Inc. Common Stock
ZY
$5.1M ﹤0.01%
762,251
+750,835
+6,577% +$7.29M
BWIN
2208
Baldwin Insurance Group
BWIN
$2.92B
$5.1M ﹤0.01%
141,144
+78,976
+127% +$2.92M
MSM icon
2209
MSC Industrial Direct
MSM
$6.81B
$5.1M ﹤0.01%
60,623
+47,240
+353% +$3.95M
BA icon
2210
Boeing
BA
$166B
$5.09M ﹤0.01%
25,299
-954,055
-97% -$202M
BFH icon
2211
PUT
Bread Financial
BFH
$4.15B
$5.09M ﹤0.01%
76,500
-560
-0.7% -$41.4K
ALNY icon
2212
CALL
Alnylam Pharmaceuticals
ALNY
$31.7B
$5.09M ﹤0.01%
+30,000
New +$5.58M
LAC
2213
PUT
DELISTED
Lithium Americas Corp. Common Shares
LAC
$5.09M ﹤0.01%
174,700
+83,200
+91% +$2.49M
GSD
2214
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$5.08M ﹤0.01%
+511,299
New +$5.09M
WMS icon
2215
Advanced Drainage Systems
WMS
$10.5B
$5.07M ﹤0.01%
37,208
+13,273
+55% +$1.63M
MCB icon
2216
Metropolitan Bank Holding Corp
MCB
$1.14B
$5.06M ﹤0.01%
47,532
+7,425
+19% +$706K
KIII
2217
DELISTED
Kismet Acquisition Three Corp. Class A Ordinary Shares
KIII
$5.06M ﹤0.01%
522,261
-582,167
-53% -$5.66M
SPWR
2218
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
$5.05M ﹤0.01%
242,000
+102,000
+73% +$2.76M
PRPC
2219
DELISTED
CC Neuberger Principal Holdings III
PRPC
$5.05M ﹤0.01%
511,022
+161,319
+46% +$1.58M
LAD icon
2220
PUT
Lithia Motors
LAD
$8.16B
$5.05M ﹤0.01%
17,000
-1,100
-6% -$340K
FFIV icon
2221
F5
FFIV
$23.2B
$5.05M ﹤0.01%
20,622
-363
-2% -$80.6K
ESI icon
2222
Element Solutions
ESI
$8.9B
$5.04M ﹤0.01%
207,729
-54,470
-21% -$1.29M
EVOJ
2223
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
$5.04M ﹤0.01%
519,998
+180,480
+53% +$1.76M
PFSI icon
2224
PUT
PennyMac Financial
PFSI
$3.82B
$5.04M ﹤0.01%
72,200
-4,400
-6% -$290K
TIOA
2225
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
$5.04M ﹤0.01%
520,256
+437,280
+527% +$4.26M
87 88
89
90 91

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.