David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
Brinker International
EAT
$10.7B
| $1.27M | ﹤0.01% |
25,278
-250,046
| -91% | -$12.6M |
|
|
PBPB
2202
DELISTED
Potbelly
PBPB
| $1.27M | ﹤0.01% |
102,457
+56
| +0.1% | +$725 |
|
2203
CALL
Acadia Pharmaceuticals
ACAD
$5.27B
| $1.27M | ﹤0.01% |
40,000
| – | – |
|
2204
PUT
DXP Enterprises
DXPE
$2.92B
| $1.27M | ﹤0.01% |
45,000
-21,100
| -32% | -$486K |
|
2205
PUT
3M
MMM
$92.5B
| $1.27M | ﹤0.01% |
8,611
+6,697
| +350% | +$1,000K |
|
2206
Pacific Biosciences
PACB
$472M
| $1.27M | ﹤0.01% |
141,568
-75,316
| -35% | -$630K |
|
2207
Qorvo
QRVO
$8.32B
| $1.27M | ﹤0.01% |
+22,774
| New | +$1.29M |
|
2208
First Solar
FSLR
$22.2B
| $1.27M | ﹤0.01% |
32,105
+15,660
| +95% | +$649K |
|
2209
AngioDynamics
ANGO
$659M
| $1.26M | ﹤0.01% |
71,994
-35,988
| -33% | -$584K |
|
|
AYR
2210
DELISTED
Aircastle Ltd
AYR
| $1.26M | ﹤0.01% |
+63,562
| New | +$1.33M |
|
|
SCMP
2211
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
| $1.26M | ﹤0.01% |
102,501
+75,854
| +285% | +$894K |
|
|
HES
2212
DELISTED
Hess
HES
| $1.26M | ﹤0.01% |
23,458
-43,070
| -65% | -$2.31M |
|
2213
Ionis Pharmaceuticals
IONS
$10.6B
| $1.26M | ﹤0.01% |
34,270
-8,346
| -20% | -$261K |
|
2214
Sumitomo Mitsui Financial
SMFG
$160B
| $1.26M | ﹤0.01% |
186,063
-241,627
| -56% | -$1.57M |
|
|
SNOW
2215
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
| $1.26M | ﹤0.01% |
77,453
+24,966
| +48% | +$380K |
|
2216
PUT
Elevance Health
ELV
$86.5B
| $1.25M | ﹤0.01% |
10,000
| – | – |
|
|
SF
2217
PUT
Stifel
SF
$12B
| $1.25M | ﹤0.01% |
73,125
| – | – |
|
2218
Olin
OLN
$1.98B
| $1.25M | ﹤0.01% |
60,862
+31,862
| +110% | +$686K |
|
|
CALD
2219
DELISTED
Callidus Software, Inc.
CALD
| $1.25M | ﹤0.01% |
68,009
+1,312
| +2% | +$25.6K |
|
2220
PUT
Fair Isaac
FICO
$24.6B
| $1.25M | ﹤0.01% |
+10,000
| New | +$1.25M |
|
2221
MYR Group
MYRG
$4.61B
| $1.25M | ﹤0.01% |
41,382
+7,146
| +21% | +$196K |
|
|
TTSH
2222
DELISTED
Tile Shop Holdings
TTSH
| $1.25M | ﹤0.01% |
75,220
-76,240
| -50% | -$1.31M |
|
|
CBPO
2223
CALL
DELISTED
China Biologic Products Holdings, Inc.
CBPO
| $1.25M | ﹤0.01% |
10,000
-10,900
| -52% | -$1.29M |
|
2224
PUT
SM Energy
SM
$8.49B
| $1.24M | ﹤0.01% |
32,200
| – | – |
|
2225
Larimar Therapeutics
LRMR
$432M
| $1.24M | ﹤0.01% |
31,190
-3,835
| -11% | -$174K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.