David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PACR
2201
DELISTED
PACER INTL INC TENN
PACR
| $2.73M | ﹤0.01% |
330,545
+34,183
| +12% | +$265K |
|
2202
PUT
Kirby Corp
KEX
$7.37B
| $2.73M | ﹤0.01% |
27,500
-27,500
| -50% | -$2.53M |
|
2203
CALL
BHP
BHP
$245B
| $2.73M | ﹤0.01% |
47,306
| – | – |
|
2204
CALL
Howard Hughes
HHH
$3.94B
| $2.73M | ﹤0.01% |
23,812
-20,980
| -47% | -$2.28M |
|
2205
RPC Inc
RES
$1.39B
| $2.72M | ﹤0.01% |
+152,480
| New | +$2.66M |
|
2206
CALL
Dick's Sporting Goods
DKS
$11.8B
| $2.72M | ﹤0.01% |
46,800
+18,900
| +68% | +$1.03M |
|
2207
Marriott International
MAR
$93.1B
| $2.72M | ﹤0.01% |
55,049
-845,512
| -94% | -$38.5M |
|
|
MGAM
2208
PUT
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
| $2.72M | ﹤0.01% |
86,600
| – | – |
|
|
EPL
2209
PUT
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
| $2.72M | ﹤0.01% |
95,300
-19,400
| -17% | -$621K |
|
|
ANR
2210
CALL
DELISTED
Alpha Natural Resources Inc
ANR
| $2.71M | ﹤0.01% |
380,000
| – | – |
|
|
GTS
2211
DELISTED
Triple-S Management Corporation
GTS
| $2.71M | ﹤0.01% |
146,492
+2,526
| +2% | +$45.2K |
|
|
PEI
2212
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
| $2.71M | ﹤0.01% |
9,504
+7,045
| +286% | +$1.93M |
|
|
SEM
2213
DELISTED
Select Medical
SEM
| $2.7M | ﹤0.01% |
432,294
-543,854
| -56% | -$2.66M |
|
2214
Opko Health
OPK
$1.13B
| $2.7M | ﹤0.01% |
+319,744
| New | +$3.23M |
|
|
CRAY
2215
DELISTED
Cray, Inc.
CRAY
| $2.7M | ﹤0.01% |
98,175
-36,124
| -27% | -$850K |
|
|
PPL
2216
CALL
PPL Corp
PPL
$25.9B
| $2.69M | ﹤0.01% |
96,092
| – | – |
|
|
SKX
2217
PUT
DELISTED
Skechers
SKX
| $2.69M | ﹤0.01% |
243,900
+77,100
| +46% | +$804K |
|
2218
CALL
NCR Voyix
VYX
$1.25B
| $2.69M | ﹤0.01% |
128,607
+45,314
| +54% | +$1.01M |
|
|
TRW
2219
CALL
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
| $2.69M | ﹤0.01% |
36,100
| – | – |
|
2220
CALL
CACI
CACI
$13.8B
| $2.68M | ﹤0.01% |
36,600
-40,000
| -52% | -$2.84M |
|
|
SKUL
2221
DELISTED
SKULLCANDY INC
SKUL
| $2.68M | ﹤0.01% |
371,537
+132,857
| +56% | +$809K |
|
|
MFRM
2222
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
| $2.67M | ﹤0.01% |
62,147
+46,797
| +305% | +$1.67M |
|
2223
Hilltop Holdings
HTH
$2.2B
| $2.67M | ﹤0.01% |
115,519
-33,236
| -22% | -$677K |
|
2224
KRONOS Worldwide
KRO
$1.01B
| $2.67M | ﹤0.01% |
140,157
+109,153
| +352% | +$1.72M |
|
2225
Chord Energy
CHRD
$7.75B
| $2.66M | ﹤0.01% |
56,677
-58,421
| -51% | -$2.9M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.