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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.16%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$62.7B
AUM Growth
+$9.54B
Cap. Flow
+$4.08B
Cap. Flow %
6.5%
Top 10 Hldgs %
13.94%
Holding
4,679
New
738
Increased
1,785
Reduced
1,270
Closed
426

Top Buys

Rank Stock Value
1
DELL
DELL INC
DELL
+$528M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$447M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$242M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$233M
5
META icon
Meta Platforms (Facebook)
META
+$209M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$751M
2
PFE icon
Pfizer
PFE
+$320M
3
BMC
BMC SOFTWARE, INC
BMC
+$264M
4
V icon
Visa
V
+$201M
5
MCD icon
McDonald's
MCD
+$161M

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Consumer Discretionary 7%
3 Financials 6.95%
4 Healthcare 6.82%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIONW
2201
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$2.54M ﹤0.01%
500,000
– –
CLR
2202
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.53M ﹤0.01%
47,186
-56,220
-54% -$2.69M
ETR icon
2203
PUT
Entergy
ETR
$50B
$2.53M ﹤0.01%
80,000
-40,000
-33% -$1.33M
AOS icon
2204
A.O. Smith
AOS
$8.49B
$2.53M ﹤0.01%
111,750
-634,464
-85% -$13.3M
ARG
2205
DELISTED
Airgas Inc
ARG
$2.52M ﹤0.01%
23,796
-17,889
-43% -$1.84M
LLTC
2206
PUT
DELISTED
Linear Technology Corp
LLTC
$2.52M ﹤0.01%
63,600
– –
GTS
2207
DELISTED
Triple-S Management Corporation
GTS
$2.52M ﹤0.01%
143,966
+45,533
+46% +$877K
OHI icon
2208
PUT
Omega Healthcare
OHI
$14.2B
$2.52M ﹤0.01%
84,300
-29,700
-26% -$904K
MEOH icon
2209
CALL
Methanex
MEOH
$4.4B
$2.51M ﹤0.01%
49,000
– –
APH icon
2210
CALL
Amphenol
APH
$199B
$2.5M ﹤0.01%
258,400
– –
TRAK
2211
PUT
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$2.5M ﹤0.01%
58,300
+50,100
+611% +$1.98M
DDC
2212
DELISTED
Dominion Diamond Corporation
DDC
$2.5M ﹤0.01%
204,737
+25,722
+14% +$347K
TYC
2213
PUT
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2.49M ﹤0.01%
67,996
+19,100
+39% +$692K
HSNI
2214
DELISTED
HSN, Inc.
HSNI
$2.48M ﹤0.01%
46,246
-6,338
-12% -$363K
NOW icon
2215
PUT
ServiceNow
NOW
$130B
$2.47M ﹤0.01%
+238,000
New +$2.19M
CY
2216
DELISTED
Cypress Semiconductor
CY
$2.47M ﹤0.01%
264,274
+90,378
+52% +$1.05M
IONS icon
2217
PUT
Ionis Pharmaceuticals
IONS
$10.5B
$2.47M ﹤0.01%
65,700
– –
NE
2218
PUT
DELISTED
Noble Corporation
NE
$2.47M ﹤0.01%
74,703
– –
AHT
2219
Ashford Hospitality Trust
AHT
$21.6M
$2.46M ﹤0.01%
319
-301
-49% -$2.24M
TCO
2220
CALL
DELISTED
Taubman Centers Inc.
TCO
$2.46M ﹤0.01%
36,500
+3,500
+11% +$251K
RNDY
2221
DELISTED
ROUNDYS INC COM STK
RNDY
$2.46M ﹤0.01%
285,669
+47,193
+20% +$421K
MBI icon
2222
PUT
MBIA
MBI
$256M
$2.46M ﹤0.01%
240,000
– –
INVA icon
2223
CALL
Innoviva
INVA
$1.53B
$2.45M ﹤0.01%
74,460
+24,820
+50% +$772K
COV
2224
PUT
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$2.44M ﹤0.01%
40,000
-5,120
-11% -$312K
BXMT icon
2225
Blackstone Mortgage Trust
BXMT
$2.35B
$2.44M ﹤0.01%
96,743
-108,476
-53% -$2.76M
87 88
89
90 91

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David Shaw's Q3 2013 Portfolio in Review

As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Apple, an estimated $751M trimmed.

  • David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
  • David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
  • David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
  • David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
  • David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
  • David Shaw opened 738 new positions and closed 426 in Q3 2013.
  • David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.