David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 42.92% |
| 2 | Technology | 16.67% |
| 3 | Consumer Discretionary | 9.3% |
| 4 | Healthcare | 7.82% |
| 5 | Financials | 5.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
Kraft Heinz
KHC
$29.8B
| $2.82M | ﹤0.01% |
+83,918
| New | +$2.9M |
|
|
TIGR
2177
UP Fintech Holding
TIGR
$908M
| $2.82M | ﹤0.01% |
+550,836
| New | +$2.23M |
|
2178
Fortuna Silver Mines
FSM
$3.78B
| $2.81M | ﹤0.01% |
1,032,837
+109,344
| +12% | +$343K |
|
|
CANO
2179
DELISTED
Cano Health, Inc.
CANO
| $2.81M | ﹤0.01% |
+110,746
| New | +$9.11M |
|
2180
Citi Trends
CTRN
$575M
| $2.81M | ﹤0.01% |
126,310
-848
| -0.7% | -$17.3K |
|
2181
Commercial Vehicle Group
CVGI
$128M
| $2.81M | ﹤0.01% |
361,532
+15,677
| +5% | +$148K |
|
2182
CALL
Bloom Energy
BE
$64.4B
| $2.79M | ﹤0.01% |
+210,300
| New | +$3.3M |
|
2183
Commerce Bancshares
CBSH
$8.34B
| $2.79M | ﹤0.01% |
67,261
+35,879
| +114% | +$1.55M |
|
2184
Copart
CPRT
$30.2B
| $2.79M | ﹤0.01% |
64,694
-112,730
| -64% | -$5.01M |
|
2185
PUT
Conagra Brands
CAG
$7.71B
| $2.78M | ﹤0.01% |
+101,500
| New | +$3.13M |
|
2186
Cummins
CMI
$78.7B
| $2.78M | ﹤0.01% |
+12,176
| New | +$2.94M |
|
2187
CALL
Best Buy
BBY
$17.7B
| $2.78M | ﹤0.01% |
40,000
| – | – |
|
|
NXH
2188
PUT
Neighborhood Intelligence Inc
NXH
$375M
| $2.78M | ﹤0.01% |
193,160
+39,710
| +26% | +$972K |
|
2189
Aurinia Pharmaceuticals
AUPH
$2.2B
| $2.78M | ﹤0.01% |
357,146
-256,367
| -42% | -$2.51M |
|
2190
uniQure
QURE
$3.47B
| $2.76M | ﹤0.01% |
411,736
+391,621
| +1,947% | +$3.53M |
|
|
RPT
2191
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $2.76M | ﹤0.01% |
261,090
+233,319
| +840% | +$2.5M |
|
2192
KE Holdings
BEKE
$19.6B
| $2.75M | ﹤0.01% |
177,464
-1,447,044
| -89% | -$23M |
|
2193
PUT
NRG Energy
NRG
$24.1B
| $2.75M | ﹤0.01% |
+71,500
| New | +$2.71M |
|
2194
Latham Group
SWIM
$822M
| $2.75M | ﹤0.01% |
982,548
+53,458
| +6% | +$193K |
|
2195
Hims & Hers Health
HIMS
$7.28B
| $2.75M | ﹤0.01% |
437,137
-1,078,310
| -71% | -$8.02M |
|
2196
PUT
Zions Bancorporation
ZION
$9.91B
| $2.75M | ﹤0.01% |
78,800
-20,300
| -20% | -$708K |
|
2197
PUT
Ubiquiti
UI
$35.6B
| $2.75M | ﹤0.01% |
18,900
+2,900
| +18% | +$486K |
|
2198
PDF Solutions
PDFS
$1.93B
| $2.74M | ﹤0.01% |
84,663
+6,902
| +9% | +$264K |
|
2199
CALL
Waters Corp
WAT
$41.5B
| $2.74M | ﹤0.01% |
+10,000
| New | +$2.76M |
|
2200
Quest Diagnostics
DGX
$27.1B
| $2.74M | ﹤0.01% |
22,475
-48,344
| -68% | -$6.44M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $5.84B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 41% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.