David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CTB
2176
DELISTED
Cooper Tire & Rubber Co.
CTB
| $1.32M | ﹤0.01% |
34,647
-18,335
| -35% | -$614K |
|
|
CBB
2177
DELISTED
Cincinnati Bell Inc.
CBB
| $1.31M | ﹤0.01% |
64,427
-5,998
| -9% | -$134K |
|
2178
Rush Enterprises Class A
RUSHA
$8.36B
| $1.31M | ﹤0.01% |
120,420
+16,841
| +16% | +$173K |
|
2179
Aon
AON
$75.3B
| $1.31M | ﹤0.01% |
11,636
-36,293
| -76% | -$4M |
|
2180
PUT
Lands' End
LE
$368M
| $1.3M | ﹤0.01% |
90,000
+50,000
| +125% | +$828K |
|
|
INVX
2181
Innovex International
INVX
$2.01B
| $1.3M | ﹤0.01% |
23,404
-7,850
| -25% | -$438K |
|
|
S
2182
DELISTED
Sprint Corporation
S
| $1.3M | ﹤0.01% |
196,618
-294,786
| -60% | -$1.75M |
|
2183
Vail Resorts
MTN
$5.27B
| $1.3M | ﹤0.01% |
8,290
-18,047
| -69% | -$2.75M |
|
2184
Trip.com Group
TCOM
$29B
| $1.3M | ﹤0.01% |
+27,944
| New | +$1.24M |
|
2185
Andersons Inc
ANDE
$2.24B
| $1.3M | ﹤0.01% |
35,927
+19,769
| +122% | +$715K |
|
2186
PUT
Markel Group
MKL
$22.4B
| $1.3M | ﹤0.01% |
1,400
-6,500
| -82% | -$6.06M |
|
2187
Capitol Federal Financial
CFFN
$1.05B
| $1.3M | ﹤0.01% |
92,313
-116,217
| -56% | -$1.64M |
|
2188
Stratasys
SSYS
$693M
| $1.3M | ﹤0.01% |
+53,869
| New | +$1.17M |
|
2189
CALL
Cboe Global Markets
CBOE
$32.3B
| $1.3M | ﹤0.01% |
20,000
| – | – |
|
|
RDUS
2190
DELISTED
Radius Health, Inc.
RDUS
| $1.3M | ﹤0.01% |
+23,975
| New | +$1.22M |
|
2191
CALL
NXP Semiconductors
NXPI
$56.7B
| $1.3M | ﹤0.01% |
12,700
+2,700
| +27% | +$229K |
|
2192
ResMed
RMD
$34.1B
| $1.3M | ﹤0.01% |
20,009
-134,837
| -87% | -$8.98M |
|
2193
PetMed Express
PETS
$38.2M
| $1.29M | ﹤0.01% |
63,802
-43,193
| -40% | -$870K |
|
|
FITB
2194
Fifth Third Bancorp
FITB
$49.8B
| $1.29M | ﹤0.01% |
63,194
-404,537
| -86% | -$7.81M |
|
2195
Carnival Corporation Ltd
CCL
$35.8B
| $1.29M | ﹤0.01% |
26,459
-784,044
| -97% | -$36.3M |
|
2196
Curis
CRIS
$3.86M
| $1.29M | ﹤0.01% |
246
-55
| -18% | -$202K |
|
|
OSB
2197
DELISTED
Norbord Inc.
OSB
| $1.29M | ﹤0.01% |
50,050
-2,178
| -4% | -$51.7K |
|
|
CSFL
2198
DELISTED
CenterState Bank Corporation Common Stock
CSFL
| $1.28M | ﹤0.01% |
72,304
-3,460
| -5% | -$59.2K |
|
2199
MKS Inc
MKSI
$18.3B
| $1.28M | ﹤0.01% |
25,767
-183,020
| -88% | -$8.63M |
|
2200
Insteel Industries
IIIN
$589M
| $1.28M | ﹤0.01% |
35,287
-26,601
| -43% | -$897K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.