David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 42.92% |
| 2 | Technology | 16.67% |
| 3 | Consumer Discretionary | 9.3% |
| 4 | Healthcare | 7.82% |
| 5 | Financials | 5.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
CALL
Enovix
ENVX
$777M
| $2.92M | ﹤0.01% |
266,057
+119,086
| +81% | +$1.7M |
|
2152
Trustmark
TRMK
$2.68B
| $2.91M | ﹤0.01% |
133,985
+14,357
| +12% | +$334K |
|
2153
J.M. Smucker
SJM
$14.3B
| $2.91M | ﹤0.01% |
23,671
-2,278
| -9% | -$324K |
|
2154
CALL
Axos Financial
AX
$5.55B
| $2.91M | ﹤0.01% |
76,800
+30,200
| +65% | +$1.28M |
|
2155
Corsair Gaming
CRSR
$1.29B
| $2.91M | ﹤0.01% |
200,113
+159,188
| +389% | +$2.56M |
|
2156
PUT
Terex
TEX
$7.39B
| $2.9M | ﹤0.01% |
+50,300
| New | +$3M |
|
2157
PUT
Orion
OEC
$349M
| $2.89M | ﹤0.01% |
136,000
| – | – |
|
2158
PUT
Owens Corning
OC
$11.3B
| $2.89M | ﹤0.01% |
+21,200
| New | +$2.91M |
|
2159
CALL
Genuine Parts
GPC
$19B
| $2.89M | ﹤0.01% |
20,000
| – | – |
|
2160
Royal Gold
RGLD
$22.7B
| $2.89M | ﹤0.01% |
27,147
+24,090
| +788% | +$2.74M |
|
2161
Axogen
AXGN
$2.81B
| $2.88M | ﹤0.01% |
575,445
-139,357
| -19% | -$965K |
|
|
MDC
2162
DELISTED
M.D.C. Holdings, Inc.
MDC
| $2.87M | ﹤0.01% |
+69,652
| New | +$3.25M |
|
2163
ACM Research
ACMR
$5.55B
| $2.87M | ﹤0.01% |
158,321
-77,552
| -33% | -$1.15M |
|
2164
CALL
Cigna
CI
$73.9B
| $2.86M | ﹤0.01% |
10,000
-50,000
| -83% | -$14.3M |
|
2165
CALL
Rockwell Automation
ROK
$47.9B
| $2.86M | ﹤0.01% |
10,000
| – | – |
|
2166
CALL
Mohawk Industries
MHK
$8.86B
| $2.86M | ﹤0.01% |
33,300
+800
| +2% | +$80.6K |
|
2167
Triumph Financial Inc
TFIN
$1.72B
| $2.86M | ﹤0.01% |
44,103
+2,986
| +7% | +$197K |
|
2168
PUT
M&T Bank
MTB
$34.5B
| $2.85M | ﹤0.01% |
22,500
| – | – |
|
|
SMLR
2169
DELISTED
Semler Scientific
SMLR
| $2.84M | ﹤0.01% |
111,813
+7,314
| +7% | +$190K |
|
|
INVX
2170
Innovex International
INVX
$2.06B
| $2.83M | ﹤0.01% |
100,396
+35,657
| +55% | +$968K |
|
2171
Golar LNG
GLNG
$5.29B
| $2.83M | ﹤0.01% |
116,463
-192,540
| -62% | -$4.44M |
|
2172
Hayward Holdings
HAYW
$3.05B
| $2.82M | ﹤0.01% |
200,345
-74,929
| -27% | -$1.03M |
|
2173
American Superconductor
AMSC
$1.43B
| $2.82M | ﹤0.01% |
374,128
+33,059
| +10% | +$274K |
|
2174
PUT
Jones Lang LaSalle
JLL
$17.6B
| $2.82M | ﹤0.01% |
20,000
| – | – |
|
2175
CALL
Dominion Energy
D
$58.4B
| $2.82M | ﹤0.01% |
63,200
-40,300
| -39% | -$2M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $5.84B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 41% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.