David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
KB Financial Group
KB
$42.4B
| $1.56M | ﹤0.01% |
44,102
-9,780
| -18% | -$352K |
|
|
BRKL
2152
DELISTED
Brookline Bancorp
BRKL
| $1.55M | ﹤0.01% |
94,525
-40,060
| -30% | -$572K |
|
2153
KRONOS Worldwide
KRO
$1.03B
| $1.55M | ﹤0.01% |
+129,841
| New | +$1.32M |
|
|
GSUM
2154
DELISTED
Gridsum Holding Inc.
GSUM
| $1.55M | ﹤0.01% |
151,789
+101,789
| +204% | +$1.48M |
|
|
SIR
2155
DELISTED
SELECT INCOME REIT
SIR
| $1.55M | ﹤0.01% |
+139,569
| New | +$1.52M |
|
2156
Compañía de Cervecerías Unidas
CCU
$2.32B
| $1.54M | ﹤0.01% |
73,614
-31,945
| -30% | -$657K |
|
2157
PUT
Travelers Companies
TRV
$77.1B
| $1.54M | ﹤0.01% |
12,600
| – | – |
|
2158
PUT
GSK
GSK
$104B
| $1.54M | ﹤0.01% |
+32,000
| New | +$1.58M |
|
|
SHLM
2159
DELISTED
Schulman (A.) Inc
SHLM
| $1.54M | ﹤0.01% |
45,912
+27,328
| +147% | +$866K |
|
2160
StoneX
SNEX
$8.4B
| $1.53M | ﹤0.01% |
196,268
+21,308
| +12% | +$165K |
|
2161
PUT
PVH
PVH
$3.44B
| $1.53M | ﹤0.01% |
17,000
| – | – |
|
2162
Option Care Health
OPCH
$3.54B
| $1.53M | ﹤0.01% |
368,505
+7,150
| +2% | +$54.9K |
|
|
GGP
2163
DELISTED
GGP Inc.
GGP
| $1.53M | ﹤0.01% |
61,366
+42,529
| +226% | +$1.09M |
|
2164
SouthState Bank Corp
SSB
$10.3B
| $1.53M | ﹤0.01% |
17,524
-1,861
| -10% | -$150K |
|
2165
Loews
L
$22.7B
| $1.53M | ﹤0.01% |
32,688
-124,617
| -79% | -$5.47M |
|
2166
Malibu Boats
MBUU
$559M
| $1.53M | ﹤0.01% |
80,076
+17,659
| +28% | +$297K |
|
2167
DMC Global
BOOM
$141M
| $1.53M | ﹤0.01% |
96,297
+7,129
| +8% | +$95.6K |
|
2168
Rithm Capital
RITM
$5.68B
| $1.52M | ﹤0.01% |
+96,996
| New | +$1.43M |
|
|
CLD
2169
DELISTED
Cloud Peak Energy Inc
CLD
| $1.52M | ﹤0.01% |
271,255
+244,181
| +902% | +$1.47M |
|
|
JMEI
2170
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
| $1.52M | ﹤0.01% |
30,330
+15,082
| +99% | +$755K |
|
2171
Central Pacific Financial
CPF
$969M
| $1.52M | ﹤0.01% |
48,348
+8,130
| +20% | +$230K |
|
2172
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
| $1.52M | ﹤0.01% |
27,315
-183,869
| -87% | -$9M |
|
2173
CALL
Littelfuse
LFUS
$10.3B
| $1.52M | ﹤0.01% |
+10,000
| New | +$1.43M |
|
|
LOXO
2174
DELISTED
Loxo Oncology, Inc
LOXO
| $1.51M | ﹤0.01% |
+47,176
| New | +$1.21M |
|
2175
Gold Fields
GFI
$43.7B
| $1.51M | ﹤0.01% |
501,899
+327,771
| +188% | +$1.17M |
|
Similar funds
David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.