David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 42.92% |
| 2 | Technology | 16.67% |
| 3 | Consumer Discretionary | 9.3% |
| 4 | Healthcare | 7.82% |
| 5 | Financials | 5.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Performance Food Group
PFGC
$16B
| $3.05M | ﹤0.01% |
51,785
+6,846
| +15% | +$414K |
|
2127
Equinox Gold
EQX
$15.7B
| $3.04M | ﹤0.01% |
718,741
+403,824
| +128% | +$1.95M |
|
2128
Dentsply Sirona
XRAY
$2.2B
| $3.04M | ﹤0.01% |
88,910
-18,089
| -17% | -$688K |
|
2129
Codexis
CDXS
$182M
| $3.03M | ﹤0.01% |
1,600,884
-275,508
| -15% | -$644K |
|
|
CMA
2130
DELISTED
Comerica
CMA
| $3.02M | ﹤0.01% |
72,799
-120,377
| -62% | -$5.71M |
|
2131
CALL
Southern Company
SO
$102B
| $3.02M | ﹤0.01% |
46,700
| – | – |
|
2132
CALL
Levi Strauss
LEVI
$8.1B
| $3.02M | ﹤0.01% |
+222,400
| New | +$3.11M |
|
|
CNH
2133
CNH Industrial
CNH
$18.4B
| $3.01M | ﹤0.01% |
248,996
-2,289,770
| -90% | -$31.7M |
|
2134
Idacorp
IDA
$7.97B
| $3.01M | ﹤0.01% |
32,150
-10,848
| -25% | -$1.07M |
|
2135
UDR
UDR
$11.9B
| $2.99M | ﹤0.01% |
+83,794
| New | +$3.34M |
|
2136
Schneider National
SNDR
$6.18B
| $2.98M | ﹤0.01% |
107,714
+27,139
| +34% | +$790K |
|
|
SF
2137
Stifel
SF
$12.2B
| $2.98M | ﹤0.01% |
72,711
-71,804
| -50% | -$3.02M |
|
2138
Phinia Inc
PHIN
$2.49B
| $2.98M | ﹤0.01% |
+111,088
| New | +$3.08M |
|
2139
Antero Midstream
AM
$10.7B
| $2.97M | ﹤0.01% |
248,161
+136,828
| +123% | +$1.62M |
|
2140
Janus International
JBI
$675M
| $2.97M | ﹤0.01% |
277,287
+57,012
| +26% | +$628K |
|
2141
Banner Corp
BANR
$2.38B
| $2.96M | ﹤0.01% |
69,891
+27,119
| +63% | +$1.22M |
|
2142
PUT
RingCentral
RNG
$5.72B
| $2.96M | ﹤0.01% |
99,900
-50,000
| -33% | -$1.66M |
|
|
AAT
2143
American Assets Trust
AAT
$1.38B
| $2.96M | ﹤0.01% |
151,960
+40,905
| +37% | +$859K |
|
2144
NetEase
NTES
$78.6B
| $2.94M | ﹤0.01% |
29,342
+26,542
| +948% | +$2.72M |
|
|
ANSS
2145
DELISTED
Ansys
ANSS
| $2.94M | ﹤0.01% |
9,875
-33,338
| -77% | -$10.6M |
|
|
CNR
2146
CALL
Core Natural Resources Inc
CNR
$5.05B
| $2.94M | ﹤0.01% |
+28,000
| New | +$2.29M |
|
|
ESGR
2147
DELISTED
Enstar Group
ESGR
| $2.94M | ﹤0.01% |
12,133
+2,999
| +33% | +$752K |
|
2148
Howard Hughes
HHH
$3.88B
| $2.93M | ﹤0.01% |
41,525
-21,271
| -34% | -$1.6M |
|
2149
CALL
Concentrix
CNXC
$1.72B
| $2.93M | ﹤0.01% |
36,600
+8,200
| +29% | +$643K |
|
2150
Vermilion Energy
VET
$1.94B
| $2.92M | ﹤0.01% |
199,834
+180,434
| +930% | +$2.54M |
|
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David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $5.84B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 41% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.