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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$13.7B
Cap. Flow %
-12.39%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.33%
2 Technology 14.87%
3 Consumer Discretionary 9.92%
4 Healthcare 7.34%
5 Financials 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
2126
Ionis Pharmaceuticals
IONS
$10.5B
$4.23M ﹤0.01%
126,106
+51,440
+69% +$1.94M
IDA icon
2127
Idacorp
IDA
$7.92B
$4.22M ﹤0.01%
40,830
-47,814
-54% -$5M
ONMD icon
2128
OneMedNet
ONMD
$35M
$4.22M ﹤0.01%
+420,000
New +$4.19M
STZ icon
2129
PUT
Constellation Brands
STZ
$22.7B
$4.21M ﹤0.01%
20,000
– –
ACI icon
2130
PUT
Albertsons Companies
ACI
$5.92B
$4.2M ﹤0.01%
135,000
– –
MACC
2131
DELISTED
Mission Advancement Corp.
MACC
$4.2M ﹤0.01%
+432,389
New +$4.19M
PMGM
2132
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$4.2M ﹤0.01%
+425,976
New +$4.16M
GDDY icon
2133
CALL
GoDaddy
GDDY
$12.4B
$4.2M ﹤0.01%
60,200
+18,600
+45% +$1.44M
PPLI
2134
PUT
People Inc
PPLI
$2.92B
$4.2M ﹤0.01%
39,252
– –
YSAC
2135
DELISTED
Yellowstone Acquisition Company
YSAC
$4.2M ﹤0.01%
413,341
+169,552
+70% +$1.71M
CXP
2136
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$4.19M ﹤0.01%
220,189
-224,030
-50% -$3.9M
H icon
2137
CALL
Hyatt Hotels
H
$16.6B
$4.19M ﹤0.01%
54,300
– –
LNT icon
2138
Alliant Energy
LNT
$17.7B
$4.18M ﹤0.01%
74,734
+8,131
+12% +$481K
TRS icon
2139
TriMas Corp
TRS
$1.41B
$4.18M ﹤0.01%
129,310
-39,315
-23% -$1.21M
SDAC
2140
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$4.18M ﹤0.01%
428,064
+365,564
+585% +$3.55M
SGI
2141
PUT
Somnigroup International
SGI
$13.2B
$4.18M ﹤0.01%
90,000
– –
FMBI
2142
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$4.18M ﹤0.01%
219,724
+9,035
+4% +$166K
HZAC
2143
DELISTED
Horizon Acquisition Corporation
HZAC
$4.17M ﹤0.01%
418,342
– –
VER
2144
DELISTED
VEREIT, Inc.
VER
$4.17M ﹤0.01%
92,247
-89,014
-49% -$4.32M
FFIV icon
2145
F5
FFIV
$23B
$4.17M ﹤0.01%
20,985
-47,826
-70% -$9.56M
DQ
2146
Daqo New Energy
DQ
$934M
$4.17M ﹤0.01%
73,148
-8,121
-10% -$486K
GIB icon
2147
CGI
GIB
$15.5B
$4.17M ﹤0.01%
49,100
-105,765
-68% -$9.51M
HYZN
2148
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$4.16M ﹤0.01%
12,000
+10,521
+711% +$4.56M
USB icon
2149
CALL
US Bancorp
USB
$96.8B
$4.16M ﹤0.01%
70,000
– –
NKLA
2150
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
$4.16M ﹤0.01%
12,993
-2,874
-18% -$1.01M
84 85
86
87 88

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $13.7B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.