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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.16%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$62.7B
AUM Growth
+$9.54B
Cap. Flow
+$4.08B
Cap. Flow %
6.5%
Top 10 Hldgs %
13.94%
Holding
4,679
New
738
Increased
1,785
Reduced
1,270
Closed
426

Top Buys

Rank Stock Value
1
DELL
DELL INC
DELL
+$528M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$447M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$242M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$233M
5
META icon
Meta Platforms (Facebook)
META
+$209M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$751M
2
PFE icon
Pfizer
PFE
+$320M
3
BMC
BMC SOFTWARE, INC
BMC
+$264M
4
V icon
Visa
V
+$201M
5
MCD icon
McDonald's
MCD
+$161M

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Consumer Discretionary 7%
3 Financials 6.95%
4 Healthcare 6.82%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEFT icon
2126
Euronet Worldwide
EEFT
$2.65B
$2.75M ﹤0.01%
69,121
-205
-0.3% -$7.4K
CATM
2127
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$2.74M ﹤0.01%
73,741
-75,307
-51% -$2.54M
WP
2128
DELISTED
Worldpay, Inc.
WP
$2.73M ﹤0.01%
97,878
-111,016
-53% -$3.03M
CPLA
2129
DELISTED
Capella Education Company
CPLA
$2.73M ﹤0.01%
48,332
+32,362
+203% +$1.67M
PRE
2130
CALL
DELISTED
PARTNERRE LTD
PRE
$2.73M ﹤0.01%
29,800
– –
JOE icon
2131
St. Joe Company
JOE
$3.96B
$2.72M ﹤0.01%
138,588
+53,348
+63% +$1.12M
PPL
2132
CALL
PPL Corp
PPL
$26.4B
$2.72M ﹤0.01%
96,092
+29,740
+45% +$853K
EVTC icon
2133
Evertec
EVTC
$1.77B
$2.71M ﹤0.01%
122,230
+27,400
+29% +$652K
LGND icon
2134
PUT
Ligand Pharmaceuticals
LGND
$5.74B
$2.71M ﹤0.01%
100,508
+75,982
+310% +$2.14M
TDY icon
2135
Teledyne Technologies
TDY
$29.4B
$2.71M ﹤0.01%
31,944
+12,543
+65% +$1.02M
TRX icon
2136
TRX Gold Corp
TRX
$400M
$2.71M ﹤0.01%
+1,072,154
New +$3.49M
GYRE icon
2137
Gyre Therapeutics
GYRE
$706M
$2.71M ﹤0.01%
647
+23
+4% +$92.5K
HSIC icon
2138
PUT
Henry Schein
HSIC
$10.1B
$2.71M ﹤0.01%
66,555
+19,635
+42% +$795K
SID icon
2139
Companhia Siderúrgica Nacional
SID
$1.37B
$2.7M ﹤0.01%
632,582
+616,823
+3,914% +$2.11M
SRCL
2140
DELISTED
Stericycle Inc
SRCL
$2.7M ﹤0.01%
+23,405
New +$2.7M
NDZ
2141
DELISTED
NORDION INC COM STK (CDA)
NDZ
$2.7M ﹤0.01%
312,994
+132,019
+73% +$1.03M
SFUN
2142
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$2.7M ﹤0.01%
+5,220
New +$2.01M
GNRC icon
2143
CALL
Generac Holdings
GNRC
$12.3B
$2.69M ﹤0.01%
63,000
+41,100
+188% +$1.71M
LTC
2144
CALL
LTC Properties
LTC
$2.19B
$2.68M ﹤0.01%
70,600
– –
ONXX
2145
PUT
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$2.68M ﹤0.01%
21,500
-67,000
-76% -$8.48M
HTWR
2146
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$2.66M ﹤0.01%
36,389
+21,778
+149% +$1.86M
MENT
2147
DELISTED
Mentor Graphics Corp
MENT
$2.66M ﹤0.01%
113,940
+16,588
+17% +$356K
CNP icon
2148
CenterPoint Energy
CNP
$26.1B
$2.66M ﹤0.01%
111,066
-46,988
-30% -$1.12M
FLWS icon
2149
1-800-Flowers.com
FLWS
$242M
$2.66M ﹤0.01%
539,948
+31,827
+6% +$195K
ASPS icon
2150
PUT
Altisource Portfolio Solutions
ASPS
$64.9M
$2.66M ﹤0.01%
+2,375
New +$2.31M
84 85
86
87 88

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David Shaw's Q3 2013 Portfolio in Review

As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Apple, an estimated $751M trimmed.

  • David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
  • David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
  • David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
  • David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
  • David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
  • David Shaw opened 738 new positions and closed 426 in Q3 2013.
  • David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.