David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KYNB
2101
Kyntra Bio
KYNB
$32.8M
| $1.47M | ﹤0.01% |
2,837
-655
| -19% | -$309K |
|
2102
New Jersey Resources
NJR
$5.46B
| $1.47M | ﹤0.01% |
44,648
-65,323
| -59% | -$2.31M |
|
|
VMW
2103
CALL
DELISTED
VMware, Inc
VMW
| $1.47M | ﹤0.01% |
20,000
| – | – |
|
|
CZR
2104
DELISTED
Caesars Entertainment Corporation
CZR
| $1.47M | ﹤0.01% |
196,916
-248,445
| -56% | -$1.79M |
|
|
CRAY
2105
DELISTED
Cray, Inc.
CRAY
| $1.47M | ﹤0.01% |
62,287
-101,612
| -62% | -$2.59M |
|
2106
CALL
Alcoa
AA
$13.5B
| $1.46M | ﹤0.01% |
59,999
-121,815
| -67% | -$2.97M |
|
2107
PUT
AerCap
AER
$23.2B
| $1.46M | ﹤0.01% |
37,900
-5,800
| -13% | -$219K |
|
2108
First Financial Bankshares
FFIN
$4.83B
| $1.46M | ﹤0.01% |
80,008
-23,322
| -23% | -$410K |
|
|
PARA
2109
CALL
DELISTED
Paramount Global Class B
PARA
| $1.46M | ﹤0.01% |
26,600
| – | – |
|
|
OKSB
2110
DELISTED
Southwest Bancorp Inc/OK
OKSB
| $1.46M | ﹤0.01% |
76,655
+6,747
| +10% | +$127K |
|
2111
SouthState Bank Corp
SSB
$10.3B
| $1.46M | ﹤0.01% |
19,385
-13,495
| -41% | -$989K |
|
|
KEYW
2112
DELISTED
The KEYW Holding Corporation
KEYW
| $1.45M | ﹤0.01% |
131,537
-154,487
| -54% | -$1.59M |
|
2113
Realty Income
O
$59.5B
| $1.45M | ﹤0.01% |
22,356
+16,834
| +305% | +$1.11M |
|
2114
CALL
Affiliated Managers Group
AMG
$9.45B
| $1.45M | ﹤0.01% |
+10,000
| New | +$1.43M |
|
2115
Las Vegas Sands
LVS
$30.6B
| $1.45M | ﹤0.01% |
25,142
-336,452
| -93% | -$17.3M |
|
|
SAFE
2116
Safehold
SAFE
$1.1B
| $1.45M | ﹤0.01% |
27,664
-2,334
| -8% | -$119K |
|
|
KBAL
2117
DELISTED
Kimball International
KBAL
| $1.44M | ﹤0.01% |
111,593
-18,129
| -14% | -$221K |
|
2118
PUT
Travelers Companies
TRV
$77.1B
| $1.44M | ﹤0.01% |
12,600
| – | – |
|
|
CAJ
2119
DELISTED
Canon, Inc.
CAJ
| $1.44M | ﹤0.01% |
49,649
-63,176
| -56% | -$1.8M |
|
2120
Textron
TXT
$14.1B
| $1.44M | ﹤0.01% |
36,235
-270,012
| -88% | -$10.6M |
|
|
WRK
2121
DELISTED
WestRock Company
WRK
| $1.44M | ﹤0.01% |
+29,666
| New | +$1.32M |
|
2122
Peapack-Gladstone Financial
PGC
$800M
| $1.44M | ﹤0.01% |
64,124
+754
| +1% | +$15.3K |
|
2123
Universal Display
OLED
$4.11B
| $1.43M | ﹤0.01% |
25,766
+15,022
| +140% | +$952K |
|
2124
RenaissanceRe
RNR
$13.7B
| $1.43M | ﹤0.01% |
11,900
-3,607
| -23% | -$425K |
|
|
MIC
2125
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $1.43M | ﹤0.01% |
17,166
-124,399
| -88% | -$9.87M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.