David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$862M |
| 2 |
Baidu
BIDU
|
+$752M |
| 3 |
Tencent Music
TME
|
+$426M |
| 4 |
Coca-Cola
KO
|
+$424M |
| 5 |
NVIDIA
NVDA
|
+$383M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$981M |
| 2 |
Wells Fargo
WFC
|
+$673M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$574M |
| 4 |
Moderna
MRNA
|
+$442M |
| 5 |
DuPont de Nemours
DD
|
+$415M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 30.1% |
| 2 | Technology | 16.45% |
| 3 | Consumer Discretionary | 10.49% |
| 4 | Communication Services | 9.04% |
| 5 | Healthcare | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PINC
2076
DELISTED
Premier
PINC
| $3.13M | ﹤0.01% |
92,308
+9,718
| +12% | +$337K |
|
|
SIVB
2077
DELISTED
SVB Financial Group
SIVB
| $3.12M | ﹤0.01% |
6,324
+2,649
| +72% | +$1.3M |
|
2078
PUT
McCormick & Company Non-Voting
MKC
$14.7B
| $3.12M | ﹤0.01% |
35,000
-3,200
| -8% | -$285K |
|
2079
PUT
Shake Shack
SHAK
$2.88B
| $3.11M | ﹤0.01% |
27,600
-88,100
| -76% | -$10.1M |
|
2080
argenx
ARGX
$66.2B
| $3.1M | ﹤0.01% |
+11,257
| New | +$3.56M |
|
|
LJPC
2081
DELISTED
La Jolla Pharmaceutical Company
LJPC
| $3.1M | ﹤0.01% |
731,137
+315,401
| +76% | +$1.74M |
|
2082
CALL
Cinemark Holdings
CNK
$4.26B
| $3.1M | ﹤0.01% |
+151,800
| New | +$3.2M |
|
2083
PUT
Take-Two Interactive
TTWO
$42.6B
| $3.09M | ﹤0.01% |
17,500
+14,000
| +400% | +$2.65M |
|
|
HTB
2084
HomeTrust Bancshares
HTB
$767M
| $3.09M | ﹤0.01% |
126,827
-18,586
| -13% | -$421K |
|
|
GRMN
2085
CALL
Garmin
GRMN
$56.1B
| $3.08M | ﹤0.01% |
23,400
-21,300
| -48% | -$2.65M |
|
|
SPNS
2086
DELISTED
Sapiens International
SPNS
| $3.08M | ﹤0.01% |
97,038
-5,836
| -6% | -$189K |
|
2087
Teekay
TK
$1.12B
| $3.08M | ﹤0.01% |
963,458
+403,527
| +72% | +$1.24M |
|
2088
Protolabs
PRLB
$1.92B
| $3.08M | ﹤0.01% |
+25,269
| New | +$4.2M |
|
2089
Flowers Foods
FLO
$1.49B
| $3.07M | ﹤0.01% |
128,931
-123,070
| -49% | -$2.81M |
|
2090
Gates Industrial Corp
GTES
$6.71B
| $3.04M | ﹤0.01% |
190,354
+144,197
| +312% | +$2.23M |
|
2091
PUT
Teradyne
TER
$57.2B
| $3.04M | ﹤0.01% |
25,000
| – | – |
|
2092
Primoris Services
PRIM
$4.13B
| $3.03M | ﹤0.01% |
91,538
-64,839
| -41% | -$2.13M |
|
2093
Materion
MTRN
$5.05B
| $3.03M | ﹤0.01% |
45,779
+17,390
| +61% | +$1.21M |
|
|
SPKBU
2094
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
| $3.03M | ﹤0.01% |
+304,855
| New | +$3.04M |
|
2095
Ardelyx
ARDX
$994M
| $3.03M | ﹤0.01% |
457,489
-390,775
| -46% | -$2.68M |
|
2096
CALL
Kinder Morgan
KMI
$70.1B
| $3.03M | ﹤0.01% |
181,800
+107,100
| +143% | +$1.64M |
|
2097
Ingles Markets
IMKTA
$1.57B
| $3.02M | ﹤0.01% |
49,060
-9,378
| -16% | -$491K |
|
2098
PUT
Consolidated Edison
ED
$39.4B
| $3.01M | ﹤0.01% |
40,200
+2,000
| +5% | +$141K |
|
|
FLOW
2099
DELISTED
SPX FLOW, Inc.
FLOW
| $3.01M | ﹤0.01% |
47,460
-9,671
| -17% | -$585K |
|
2100
Pliant Therapeutics
PLRX
$70.6M
| $3M | ﹤0.01% |
+76,347
| New | +$2.48M |
|
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David Shaw's Q1 2021 Portfolio in Review
As of Q1 2021, David Shaw held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.
David Shaw withdrew a net $10.4B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, down from 35% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in Baidu worth $627M.
- David Shaw's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
- David Shaw added most to Tesla in Q1 2021, an estimated $862M increase.
- David Shaw's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
- David Shaw fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
- David Shaw's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
- David Shaw opened 825 new positions and closed 730 in Q1 2021.
- David Shaw's portfolio value fell 7.4% quarter-over-quarter to $104B.
Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.