David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.23% |
| 2 | Consumer Discretionary | 8.61% |
| 3 | Energy | 8.3% |
| 4 | Healthcare | 6.98% |
| 5 | Communication Services | 6.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
PUT
CF Industries
CF
$19.6B
| $96.3M | 0.12% |
1,724,000
-73,500
| -4% | -$3.73M |
|
177
Texas Instruments
TXN
$241B
| $95.8M | 0.12% |
2,009,438
+1,242,652
| +162% | +$59.6M |
|
178
Las Vegas Sands
LVS
$30.5B
| $95.8M | 0.12% |
1,539,185
-1,571,753
| -51% | -$108M |
|
|
COL
179
DELISTED
Rockwell Collins
COL
| $94.9M | 0.12% |
1,208,723
-26,809
| -2% | -$2.06M |
|
180
Fidelity National Information Services
FIS
$21.3B
| $94.4M | 0.12% |
1,676,089
+7,883
| +0.5% | +$445K |
|
|
CSC
181
DELISTED
Computer Sciences
CSC
| $94.2M | 0.12% |
3,655,137
+378,387
| +12% | +$9.73M |
|
|
GRA
182
DELISTED
W.R. Grace & Co.
GRA
| $93.7M | 0.12% |
1,030,081
-189,915
| -16% | -$18.2M |
|
183
Prologis
PLD
$135B
| $93.2M | 0.12% |
2,471,472
+947,255
| +62% | +$38.4M |
|
184
PUT
Union Pacific
UNP
$183B
| $92.8M | 0.12% |
856,000
+115,400
| +16% | +$11.9M |
|
185
CALL
IBM
IBM
$222B
| $92.7M | 0.12% |
510,762
+90,898
| +22% | +$16.6M |
|
186
PUT
FedEx
FDX
$76.9B
| $91.8M | 0.12% |
568,500
+1,600
| +0.3% | +$243K |
|
|
SAVE
187
DELISTED
Spirit Airlines, Inc.
SAVE
| $91.5M | 0.12% |
1,323,326
+353,163
| +36% | +$24.2M |
|
188
PUT
3M
MMM
$92.3B
| $90.5M | 0.12% |
764,124
-144,358
| -16% | -$17.4M |
|
189
PUT
Halliburton
HAL
$29.4B
| $89.8M | 0.12% |
1,392,500
+667,600
| +92% | +$45.8M |
|
190
PUT
McKesson
MCK
$100B
| $89.5M | 0.12% |
459,700
+20,000
| +5% | +$3.85M |
|
191
PUT
Blackrock
BLK
$179B
| $89.4M | 0.12% |
272,400
+41,500
| +18% | +$13.4M |
|
192
PUT
Berkshire Hathaway Class B
BRK.B
$1.06T
| $89.2M | 0.12% |
645,800
+147,300
| +30% | +$19.6M |
|
193
Ally Financial
ALLY
$13.1B
| $88.6M | 0.11% |
3,827,247
-255,904
| -6% | -$6.11M |
|
194
Zoetis
ZTS
$32.1B
| $88.5M | 0.11% |
2,395,500
-788,654
| -25% | -$27M |
|
195
CALL
Procter & Gamble
PG
$336B
| $88M | 0.11% |
1,050,300
-305,500
| -23% | -$25M |
|
|
FDO
196
DELISTED
FAMILY DOLLAR STORES
FDO
| $87.6M | 0.11% |
1,134,237
+786,527
| +226% | +$58M |
|
197
Westlake Corp
WLK
$10.1B
| $87.3M | 0.11% |
1,008,206
-359,948
| -26% | -$32.6M |
|
198
Cisco
CSCO
$438B
| $86.7M | 0.11% |
3,445,577
-1,232,618
| -26% | -$31M |
|
199
CALL
Comcast
CMCSA
$95.3B
| $86.6M | 0.11% |
3,220,800
+920,000
| +40% | +$25.2M |
|
200
Williams Companies
WMB
$86.2B
| $86.6M | 0.11% |
1,563,994
-806,553
| -34% | -$46.3M |
|
Similar funds
David Shaw's Q3 2014 Portfolio in Review
As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- David Shaw added most to HP in Q3 2014, an estimated $298M increase.
- David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- David Shaw opened 599 new positions and closed 674 in Q3 2014.
- David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.