David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.3% |
| 2 | Healthcare | 8.21% |
| 3 | Consumer Discretionary | 8.05% |
| 4 | Energy | 7.7% |
| 5 | Technology | 7.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
CALL
Assured Guaranty
AGO
$3.34B
| $3.16M | ﹤0.01% |
124,900
+40,100
| +47% | +$948K |
|
|
CKH
1927
CALL
DELISTED
Seacor Holdings Inc.
CKH
| $3.15M | ﹤0.01% |
37,638
-14,889
| -28% | -$1.24M |
|
1928
Patrick Industries
PATK
$2.69B
| $3.14M | ﹤0.01% |
239,146
+127,535
| +114% | +$1.41M |
|
1929
CALL
Sempra
SRE
$55.8B
| $3.13M | ﹤0.01% |
64,800
-131,000
| -67% | -$6.09M |
|
1930
CALL
Oneok
OKE
$59.8B
| $3.13M | ﹤0.01% |
+52,900
| New | +$3.1M |
|
1931
Old Republic International
ORI
$10.2B
| $3.13M | ﹤0.01% |
190,965
-126,075
| -40% | -$2M |
|
1932
CALL
RH
RH
$2.81B
| $3.13M | ﹤0.01% |
42,500
-15,000
| -26% | -$936K |
|
1933
Enviri
NVRI
$651M
| $3.12M | ﹤0.01% |
133,204
+109,291
| +457% | +$2.68M |
|
1934
Ross Stores
ROST
$75.8B
| $3.11M | ﹤0.01% |
87,012
-214,902
| -71% | -$7.62M |
|
1935
Cameco
CCJ
$46.8B
| $3.11M | ﹤0.01% |
135,866
+40,936
| +43% | +$912K |
|
1936
PUT
Estee Lauder
EL
$38B
| $3.11M | ﹤0.01% |
46,500
-64,100
| -58% | -$4.45M |
|
|
ANK
1937
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
| $3.1M | ﹤0.01% |
47,102
+19,800
| +73% | +$1.31M |
|
|
LORL
1938
PUT
DELISTED
Loral Space and Communications, Inc.
LORL
| $3.1M | ﹤0.01% |
43,800
| – | – |
|
1939
PUT
Primoris Services
PRIM
$4.21B
| $3.1M | ﹤0.01% |
103,300
+40,000
| +63% | +$1.26M |
|
|
WLL
1940
DELISTED
Whiting Petroleum Corporation
WLL
| $3.09M | ﹤0.01% |
149
+69
| +86% | +$1.31M |
|
|
FSL
1941
PUT
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
| $3.09M | ﹤0.01% |
+126,500
| New | +$2.51M |
|
|
CMGE
1942
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
| $3.08M | ﹤0.01% |
+139,319
| New | +$4.33M |
|
|
NATI
1943
DELISTED
National Instruments Corp
NATI
| $3.08M | ﹤0.01% |
107,248
+52,623
| +96% | +$1.57M |
|
|
SPN
1944
CALL
DELISTED
Superior Energy Services, Inc.
SPN
| $3.08M | ﹤0.01% |
+10,000
| New | +$2.69M |
|
|
SPN
1945
PUT
DELISTED
Superior Energy Services, Inc.
SPN
| $3.08M | ﹤0.01% |
+10,000
| New | +$2.69M |
|
1946
CALL
BorgWarner
BWA
$13.2B
| $3.07M | ﹤0.01% |
56,800
-52,938
| -48% | -$2.7M |
|
1947
Gildan
GIL
$9.92B
| $3.07M | ﹤0.01% |
122,002
+110,512
| +962% | +$2.85M |
|
1948
PUT
Herc Holdings
HRI
$5.22B
| $3.07M | ﹤0.01% |
38,367
-3,200
| -8% | -$258K |
|
1949
PUT
FMC
FMC
$1.39B
| $3.06M | ﹤0.01% |
46,120
-46,120
| -50% | -$3M |
|
1950
Smith & Wesson
SWBI
$600M
| $3.05M | ﹤0.01% |
271,554
+162,400
| +149% | +$1.67M |
|
Similar funds
David Shaw's Q1 2014 Portfolio in Review
As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, David Shaw opened a new position in Veren worth $53.3M.
- David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- David Shaw opened 596 new positions and closed 795 in Q1 2014.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.