David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.42% |
| 2 | Consumer Discretionary | 11.75% |
| 3 | Healthcare | 11.33% |
| 4 | Financials | 7.58% |
| 5 | Communication Services | 6.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Icon
ICLR
$13B
| $2.58M | ﹤0.01% |
19,954
+13,953
| +233% | +$1.93M |
|
1902
CEVA Inc
CEVA
$778M
| $2.58M | ﹤0.01% |
116,663
+62,181
| +114% | +$1.56M |
|
1903
Methanex
MEOH
$4.4B
| $2.58M | ﹤0.01% |
53,494
-134,559
| -72% | -$8.4M |
|
|
HIVE
1904
DELISTED
Aerohive Networks
HIVE
| $2.58M | ﹤0.01% |
790,401
+96,242
| +14% | +$362K |
|
1905
Haverty Furniture Companies
HVT
$425M
| $2.57M | ﹤0.01% |
136,916
+1,944
| +1% | +$40K |
|
1906
Globalstar
GSAT
$10.6B
| $2.57M | ﹤0.01% |
267,833
-139,545
| -34% | -$834K |
|
|
ASRT
1907
DELISTED
Assertio
ASRT
| $2.57M | ﹤0.01% |
11,855
-1,285
| -10% | -$386K |
|
1908
Tetra Tech
TTEK
$9.37B
| $2.57M | ﹤0.01% |
247,790
+166,625
| +205% | +$2.07M |
|
|
PEGI
1909
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $2.56M | ﹤0.01% |
+137,674
| New | +$2.68M |
|
|
CTXS
1910
CALL
DELISTED
Citrix Systems Inc
CTXS
| $2.56M | ﹤0.01% |
25,000
-6,500
| -21% | -$687K |
|
1911
CALL
Dollar Tree
DLTR
$25.4B
| $2.56M | ﹤0.01% |
28,300
| – | – |
|
1912
SSR Mining
SSRM
$7.77B
| $2.55M | ﹤0.01% |
211,165
+159,923
| +312% | +$1.7M |
|
1913
APA Corp
APA
$14.4B
| $2.55M | ﹤0.01% |
97,189
+41,162
| +73% | +$1.52M |
|
1914
Ezcorp Inc
EZPW
$2.08B
| $2.55M | ﹤0.01% |
330,004
+31,129
| +10% | +$295K |
|
|
USAK
1915
DELISTED
USA Truck Inc
USAK
| $2.55M | ﹤0.01% |
170,272
-14,978
| -8% | -$276K |
|
|
MGI
1916
DELISTED
MoneyGram International, Inc. New
MGI
| $2.55M | ﹤0.01% |
1,272,966
-654,444
| -34% | -$2.11M |
|
1917
Lear
LEA
$8.28B
| $2.54M | ﹤0.01% |
20,666
-20,527
| -50% | -$2.74M |
|
|
ITCI
1918
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $2.54M | ﹤0.01% |
222,571
+27,758
| +14% | +$448K |
|
1919
CVB Financial
CVBF
$3.94B
| $2.53M | ﹤0.01% |
125,085
-58,394
| -32% | -$1.27M |
|
1920
FerroAtlántica
GSM
$761M
| $2.53M | ﹤0.01% |
1,591,151
-41,169
| -3% | -$197K |
|
1921
Inspire Medical Systems
INSP
$1.79B
| $2.52M | ﹤0.01% |
59,538
+26,325
| +79% | +$1.12M |
|
|
AAMI
1922
Acadian Asset Management
AAMI
$3.39B
| $2.52M | ﹤0.01% |
235,496
-246,406
| -51% | -$2.96M |
|
1923
CALL
AerCap
AER
$23.6B
| $2.51M | ﹤0.01% |
63,400
+59,200
| +1,410% | +$2.96M |
|
|
VSI
1924
DELISTED
Vitamin Shoppe Inc.
VSI
| $2.51M | ﹤0.01% |
529,466
+166,041
| +46% | +$1.25M |
|
1925
PUT
Grand Canyon Education
LOPE
$3.88B
| $2.51M | ﹤0.01% |
+26,100
| New | +$3.03M |
|
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David Shaw's Q4 2018 Portfolio in Review
As of Q4 2018, David Shaw held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
David Shaw deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- David Shaw's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- David Shaw added most to Oracle in Q4 2018, an estimated $431M increase.
- David Shaw's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- David Shaw fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- David Shaw's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- David Shaw opened 541 new positions and closed 497 in Q4 2018.
- David Shaw's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.