David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
STLRU
1876
DELISTED
Stellar Acquisition III Inc. Units
STLRU
| $2.04M | ﹤0.01% |
+205,000
| New | +$2.05M |
|
1877
RingCentral
RNG
$5.48B
| $2.04M | ﹤0.01% |
86,189
+4,452
| +5% | +$101K |
|
1878
PUT
The Mosaic Company
MOS
$7.72B
| $2.04M | ﹤0.01% |
83,200
+16,600
| +25% | +$453K |
|
1879
Silgan Holdings
SLGN
$4.51B
| $2.03M | ﹤0.01% |
80,322
-145,632
| -64% | -$3.63M |
|
1880
PUT
F5
FFIV
$21.7B
| $2.03M | ﹤0.01% |
16,300
-1,500
| -8% | -$182K |
|
|
VIVS
1881
VivoSim Labs
VIVS
$3.9M
| $2.03M | ﹤0.01% |
2,232
+145
| +7% | +$142K |
|
1882
CALL
CNX Resources
CNX
$5.33B
| $2.03M | ﹤0.01% |
126,840
+66,840
| +111% | +$987K |
|
|
PDLI
1883
DELISTED
PDL BioPharma, Inc.
PDLI
| $2.03M | ﹤0.01% |
604,794
-51,804
| -8% | -$164K |
|
1884
Lumentum
LITE
$79.4B
| $2.02M | ﹤0.01% |
48,478
-82,600
| -63% | -$2.72M |
|
1885
CALL
JD.com
JD
$39.7B
| $2.02M | ﹤0.01% |
+77,400
| New | +$1.87M |
|
1886
CALL
Enovis
ENOV
$1.48B
| $2.02M | ﹤0.01% |
37,300
| – | – |
|
1887
Micron Technology
MU
$1.05T
| $2.02M | ﹤0.01% |
113,403
-4,478,678
| -98% | -$68.3M |
|
1888
Teck Resources
TECK
$35.1B
| $2M | ﹤0.01% |
111,213
+37,200
| +50% | +$593K |
|
|
1889
JD.com
JD
$39.7B
| $2M | ﹤0.01% |
76,759
+24,258
| +46% | +$585K |
|
1890
Foster
FSTR
$401M
| $2M | ﹤0.01% |
166,590
+21,615
| +15% | +$240K |
|
|
GOLD
1891
PUT
DELISTED
Randgold Resources Ltd
GOLD
| $2M | ﹤0.01% |
20,000
+10,000
| +100% | +$1.08M |
|
|
BRQS
1892
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
| $2M | ﹤0.01% |
1,016
| – | – |
|
1893
American Public Education
APEI
$846M
| $2M | ﹤0.01% |
100,705
-12,768
| -11% | -$309K |
|
|
JIVE
1894
DELISTED
Jive Software, Inc.
JIVE
| $1.99M | ﹤0.01% |
467,711
-12,237
| -3% | -$50K |
|
|
ESIO
1895
DELISTED
Electro Scientific Industries
ESIO
| $1.99M | ﹤0.01% |
352,769
-50,710
| -13% | -$297K |
|
1896
BCE
BCE
$22B
| $1.99M | ﹤0.01% |
42,997
-266,319
| -86% | -$12.6M |
|
1897
WisdomTree
WT
$3.66B
| $1.98M | ﹤0.01% |
192,878
+181,928
| +1,661% | +$1.9M |
|
1898
CALL
Philip Morris
PM
$302B
| $1.98M | ﹤0.01% |
20,400
| – | – |
|
1899
Artivion
AORT
$1.29B
| $1.98M | ﹤0.01% |
112,659
+7,282
| +7% | +$110K |
|
1900
HealthStream
HSTM
$844M
| $1.97M | ﹤0.01% |
71,531
-54,018
| -43% | -$1.4M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.