David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GRMN
1876
Garmin
GRMN
$55.6B
| $3.57M | 0.01% |
79,002
-62,447
| -44% | -$2.48M |
|
|
TECD
1877
DELISTED
Tech Data Corp
TECD
| $3.57M | 0.01% |
71,472
-1,964
| -3% | -$98.9K |
|
1878
Texas Capital Bancshares
TCBI
$4.29B
| $3.56M | 0.01% |
77,541
+18,774
| +32% | +$864K |
|
1879
VEON
VEON
$4.29B
| $3.56M | 0.01% |
12,132
+10,156
| +514% | +$2.7M |
|
|
CIVI
1880
CALL
DELISTED
Civitas Resources
CIVI
| $3.56M | 0.01% |
661
+123
| +23% | +$568K |
|
|
WCC
1881
PUT
WESCO International
WCC
$16.5B
| $3.56M | 0.01% |
46,500
| – | – |
|
1882
CALL
L3Harris
LHX
$48.8B
| $3.56M | 0.01% |
+60,000
| New | +$3.34M |
|
1883
CALL
Exelon
EXC
$45.7B
| $3.56M | 0.01% |
168,240
+8,412
| +5% | +$184K |
|
1884
Korn Ferry
KFY
$4.33B
| $3.55M | 0.01% |
165,907
+34,686
| +26% | +$686K |
|
|
MGAM
1885
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
| $3.55M | 0.01% |
102,761
-118,427
| -54% | -$4.05M |
|
|
TQNT
1886
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
| $3.55M | 0.01% |
+436,113
| New | +$3.33M |
|
|
AGN
1887
CALL
DELISTED
Allergan Inc
AGN
| $3.55M | 0.01% |
39,200
| – | – |
|
|
CKH
1888
PUT
DELISTED
Seacor Holdings Inc.
CKH
| $3.54M | 0.01% |
+40,533
| New | +$3.4M |
|
|
ZQK
1889
DELISTED
QUICKSILVER,INC.
ZQK
| $3.54M | 0.01% |
+503,874
| New | +$3.15M |
|
|
LORL
1890
PUT
DELISTED
Loral Space and Communications, Inc.
LORL
| $3.54M | 0.01% |
52,200
+39,700
| +318% | +$2.57M |
|
1891
PUT
Macy's
M
$5.94B
| $3.54M | 0.01% |
81,700
+30,000
| +58% | +$1.4M |
|
1892
CALL
Pentair
PNR
$9.97B
| $3.53M | 0.01% |
81,002
+29,780
| +58% | +$1.24M |
|
|
AAT
1893
American Assets Trust
AAT
$1.42B
| $3.53M | 0.01% |
115,736
-175,925
| -60% | -$5.55M |
|
1894
PUT
Avis
CAR
$5.13B
| $3.53M | 0.01% |
122,300
| – | – |
|
|
CNR
1895
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $3.52M | 0.01% |
276,503
-31,925
| -10% | -$425K |
|
|
BBRG
1896
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
| $3.52M | 0.01% |
233,100
+111,584
| +92% | +$1.82M |
|
1897
Enbridge
ENB
$109B
| $3.51M | 0.01% |
84,120
-22,080
| -21% | -$940K |
|
|
ROC
1898
CALL
DELISTED
ROCKWOOD HLDGS INC
ROC
| $3.51M | 0.01% |
52,500
| – | – |
|
|
SCHW
1899
CALL
Charles Schwab
SCHW
$194B
| $3.51M | 0.01% |
165,900
+91,500
| +123% | +$1.99M |
|
1900
CALL
Fastenal
FAST
$57.7B
| $3.5M | 0.01% |
278,400
+57,200
| +26% | +$678K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.