David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
XCO
1851
DELISTED
Exco Resources
XCO
| $2.13M | ﹤0.01% |
132,604
-41,960
| -24% | -$750K |
|
|
CRCM
1852
DELISTED
CARE.COM, INC.
CRCM
| $2.12M | ﹤0.01% |
213,144
+91,228
| +75% | +$979K |
|
|
NXGN
1853
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $2.12M | ﹤0.01% |
187,201
-101,517
| -35% | -$1.22M |
|
|
SRDX
1854
DELISTED
Surmodics
SRDX
| $2.12M | ﹤0.01% |
70,334
+8,485
| +14% | +$233K |
|
1855
CALL
Lam Research
LRCX
$394B
| $2.11M | ﹤0.01% |
223,000
| – | – |
|
|
NRF
1856
DELISTED
NorthStar Realty Finance Corp.
NRF
| $2.11M | ﹤0.01% |
160,338
+87,895
| +121% | +$1.14M |
|
|
CY
1857
CALL
DELISTED
Cypress Semiconductor
CY
| $2.11M | ﹤0.01% |
173,300
+70,000
| +68% | +$800K |
|
|
HOLI
1858
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $2.11M | ﹤0.01% |
94,989
+42,855
| +82% | +$875K |
|
1859
Clarus
CLAR
$145M
| $2.1M | ﹤0.01% |
410,214
+28,373
| +7% | +$129K |
|
1860
Enovis
ENOV
$1.48B
| $2.1M | ﹤0.01% |
+38,733
| New | +$1.95M |
|
|
ESRX
1861
PUT
DELISTED
Express Scripts Holding Company
ESRX
| $2.1M | ﹤0.01% |
29,700
+9,800
| +49% | +$733K |
|
1862
CALL
KLA
KLAC
$240B
| $2.09M | ﹤0.01% |
300,000
| – | – |
|
1863
ONE Gas
OGS
$5.05B
| $2.09M | ﹤0.01% |
33,768
+3,332
| +11% | +$211K |
|
|
EFII
1864
DELISTED
Electronics for Imaging
EFII
| $2.09M | ﹤0.01% |
42,658
-45,730
| -52% | -$2.09M |
|
1865
PUT
Kroger
KR
$35.8B
| $2.08M | ﹤0.01% |
70,000
+30,000
| +75% | +$998K |
|
1866
OR Royalties Inc
OR
$7.29B
| $2.07M | ﹤0.01% |
+189,335
| New | +$2.36M |
|
|
BBBY
1867
DELISTED
Bed Bath & Beyond Inc
BBBY
| $2.07M | ﹤0.01% |
48,077
-245,710
| -84% | -$10.9M |
|
1868
CALL
Simon Property Group
SPG
$70.9B
| $2.07M | ﹤0.01% |
10,000
| – | – |
|
|
DF
1869
DELISTED
Dean Foods Company
DF
| $2.07M | ﹤0.01% |
126,266
-226,091
| -64% | -$3.95M |
|
1870
First Majestic Silver
AG
$10.5B
| $2.07M | ﹤0.01% |
200,762
-550,949
| -73% | -$8.07M |
|
1871
Sonic Automotive
SAH
$2.43B
| $2.06M | ﹤0.01% |
109,325
-9,339
| -8% | -$165K |
|
|
PRFT
1872
DELISTED
Perficient Inc
PRFT
| $2.05M | ﹤0.01% |
101,931
-35,138
| -26% | -$723K |
|
|
MACQU
1873
DELISTED
M I Acquisitions, Inc. Unit
MACQU
| $2.05M | ﹤0.01% |
+205,000
| New | +$2.05M |
|
1874
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
| $2.05M | ﹤0.01% |
+58,054
| New | +$1.99M |
|
1875
World Kinect Corp
WKC
$1.81B
| $2.04M | ﹤0.01% |
44,189
-17,586
| -28% | -$811K |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.