David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.42% |
| 2 | Consumer Discretionary | 11.75% |
| 3 | Healthcare | 11.33% |
| 4 | Financials | 7.58% |
| 5 | Communication Services | 6.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1826
American Superconductor
AMSC
$1.43B
| $2.92M | ﹤0.01% |
261,852
+182,795
| +231% | +$1.56M |
|
1827
SS&C Technologies
SSNC
$19.5B
| $2.91M | ﹤0.01% |
+64,500
| New | +$3.13M |
|
|
CHUY
1828
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $2.91M | ﹤0.01% |
163,964
+117,627
| +254% | +$2.65M |
|
|
CRON
1829
PUT
Cronos Group
CRON
$1.31B
| $2.91M | ﹤0.01% |
+279,800
| New | +$2.69M |
|
1830
Salesforce
CRM
$168B
| $2.9M | ﹤0.01% |
21,207
+10,401
| +96% | +$1.43M |
|
1831
Tyler Technologies
TYL
$14.4B
| $2.9M | ﹤0.01% |
+15,625
| New | +$3.09M |
|
1832
Ascendis Pharma A/S
ASND
$16.4B
| $2.89M | ﹤0.01% |
46,181
+5,881
| +15% | +$370K |
|
1833
PUT
VeriSign
VRSN
$26.5B
| $2.89M | ﹤0.01% |
19,500
-500
| -3% | -$75K |
|
1834
Ethan Allen Interiors
ETD
$601M
| $2.89M | ﹤0.01% |
164,268
-41,767
| -20% | -$821K |
|
|
CLR
1835
PUT
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $2.89M | ﹤0.01% |
71,800
+61,800
| +618% | +$3.16M |
|
1836
CALL
NewMarket
NEU
$8.51B
| $2.88M | ﹤0.01% |
7,000
+2,000
| +40% | +$792K |
|
1837
PUT
Helmerich & Payne
HP
$4.14B
| $2.88M | ﹤0.01% |
60,000
-11,000
| -15% | -$675K |
|
|
STL
1838
DELISTED
Sterling Bancorp
STL
| $2.87M | ﹤0.01% |
174,036
-390,833
| -69% | -$7.28M |
|
1839
Pool Corp
POOL
$6.85B
| $2.85M | ﹤0.01% |
19,176
-14,190
| -43% | -$2.12M |
|
1840
PUT
Jabil
JBL
$32.6B
| $2.84M | ﹤0.01% |
+114,700
| New | +$2.8M |
|
|
TCS
1841
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $2.84M | ﹤0.01% |
39,694
-25,627
| -39% | -$2.69M |
|
|
FLXN
1842
DELISTED
Flexion Therapeutics, Inc.
FLXN
| $2.83M | ﹤0.01% |
250,402
+209,809
| +517% | +$3.29M |
|
1843
Sixth Street Specialty
TSLX
$1.79B
| $2.83M | ﹤0.01% |
156,495
-70,931
| -31% | -$1.41M |
|
|
COHR
1844
CALL
DELISTED
Coherent Inc
COHR
| $2.82M | ﹤0.01% |
26,700
-8,500
| -24% | -$1.09M |
|
1845
OFG Bancorp
OFG
$2.21B
| $2.82M | ﹤0.01% |
171,399
+62,920
| +58% | +$1.06M |
|
1846
Cameco
CCJ
$46.8B
| $2.82M | ﹤0.01% |
248,105
-247,365
| -50% | -$2.86M |
|
1847
PUT
Nutanix
NTNX
$17.7B
| $2.82M | ﹤0.01% |
67,700
-37,400
| -36% | -$1.54M |
|
1848
Chunghwa Telecom
CHT
$33.3B
| $2.81M | ﹤0.01% |
+78,651
| New | +$2.74M |
|
|
THR
1849
DELISTED
Thermon Group Holdings
THR
| $2.81M | ﹤0.01% |
138,542
-499
| -0.4% | -$11.2K |
|
|
CBB
1850
DELISTED
Cincinnati Bell Inc.
CBB
| $2.81M | ﹤0.01% |
360,675
+105,602
| +41% | +$1.29M |
|
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David Shaw's Q4 2018 Portfolio in Review
As of Q4 2018, David Shaw held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
David Shaw deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- David Shaw's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- David Shaw added most to Oracle in Q4 2018, an estimated $431M increase.
- David Shaw's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- David Shaw fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- David Shaw's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- David Shaw opened 541 new positions and closed 497 in Q4 2018.
- David Shaw's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.