David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PRSU
1801
Pursuit Attractions and Hospitality Inc
PRSU
$1.34B
| $2.49M | ﹤0.01% |
56,559
+20,450
| +57% | +$846K |
|
1802
CALL
TD Synnex
SNX
$20.3B
| $2.49M | ﹤0.01% |
+41,200
| New | +$2.34M |
|
1803
John Wiley & Sons Class A
WLY
$2.71B
| $2.49M | ﹤0.01% |
45,732
-15,827
| -26% | -$844K |
|
1804
PUT
Williams Companies
WMB
$91.3B
| $2.49M | ﹤0.01% |
80,000
-74,400
| -48% | -$2.24M |
|
1805
Tetra Tech
TTEK
$9.42B
| $2.49M | ﹤0.01% |
288,345
+97,205
| +51% | +$785K |
|
1806
Pinnacle West Capital
PNW
$11.9B
| $2.48M | ﹤0.01% |
31,806
-46,566
| -59% | -$3.49M |
|
1807
Daktronics
DAKT
$931M
| $2.48M | ﹤0.01% |
231,785
-10,577
| -4% | -$101K |
|
|
CNH
1808
CNH Industrial
CNH
$18.9B
| $2.48M | ﹤0.01% |
327,558
-97,852
| -23% | -$685K |
|
|
OKSB
1809
DELISTED
Southwest Bancorp Inc/OK
OKSB
| $2.47M | ﹤0.01% |
85,115
+8,460
| +11% | +$186K |
|
1810
Hudbay
HBM
$13.4B
| $2.47M | ﹤0.01% |
431,608
-10,890
| -2% | -$58.3K |
|
|
ATCO
1811
DELISTED
Atlas Corp.
ATCO
| $2.46M | ﹤0.01% |
268,843
+179,154
| +200% | +$1.9M |
|
|
TYPE
1812
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $2.46M | ﹤0.01% |
123,733
-44,556
| -26% | -$898K |
|
1813
Matthews International
MATW
$670M
| $2.46M | ﹤0.01% |
+31,940
| New | +$2.15M |
|
|
AVDL
1814
DELISTED
Avadel Pharmaceuticals
AVDL
| $2.45M | ﹤0.01% |
236,206
+15,451
| +7% | +$170K |
|
|
OTIC
1815
DELISTED
Otonomy, Inc.
OTIC
| $2.45M | ﹤0.01% |
154,040
+3,956
| +3% | +$66.2K |
|
1816
CALL
Travelers Companies
TRV
$77.5B
| $2.45M | ﹤0.01% |
20,000
| – | – |
|
1817
NetEase
NTES
$79.2B
| $2.44M | ﹤0.01% |
56,585
+50,310
| +802% | +$2.4M |
|
1818
Atlantic Union Bankshares
AUB
$5.82B
| $2.43M | ﹤0.01% |
68,091
+11,158
| +20% | +$351K |
|
|
EPAY
1819
DELISTED
Bottomline Technologies Inc
EPAY
| $2.43M | ﹤0.01% |
97,159
-115,862
| -54% | -$2.75M |
|
|
SRC
1820
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $2.43M | ﹤0.01% |
49,861
-24,881
| -33% | -$1.26M |
|
1821
CALL
ANI Pharmaceuticals
ANIP
$1.71B
| $2.42M | ﹤0.01% |
40,000
| – | – |
|
1822
PUT
HF Sinclair
DINO
$16.7B
| $2.41M | ﹤0.01% |
73,700
-71,400
| -49% | -$1.98M |
|
|
CERN
1823
PUT
DELISTED
Cerner Corp
CERN
| $2.41M | ﹤0.01% |
+50,800
| New | +$2.7M |
|
|
LADR
1824
Ladder Capital
LADR
$1.26B
| $2.4M | ﹤0.01% |
175,252
+45,848
| +35% | +$614K |
|
1825
CALL
Rio Tinto
RIO
$171B
| $2.4M | ﹤0.01% |
62,500
-57,500
| -48% | -$2.11M |
|
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David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.