David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TLAB
1751
DELISTED
TELLABS INC
TLAB
| $4.16M | 0.01% |
1,831,693
+312,517
| +21% | +$707K |
|
1752
CALL
Novartis
NVS
$304B
| $4.15M | 0.01% |
60,376
-7,588
| -11% | -$502K |
|
|
FENG
1753
Phoenix New Media
FENG
$17.9M
| $4.13M | 0.01% |
61,169
+37,110
| +154% | +$1.81M |
|
1754
Capri Holdings
CPRI
$1.51B
| $4.12M | 0.01% |
55,323
+46,053
| +497% | +$3.21M |
|
|
TXI
1755
DELISTED
TEXAS INDUSTRIES INC
TXI
| $4.12M | 0.01% |
62,152
+22,057
| +55% | +$1.39M |
|
1756
PUT
Ralph Lauren
RL
$21.6B
| $4.12M | 0.01% |
25,000
+5,000
| +25% | +$867K |
|
1757
Asbury Automotive
ABG
$3.87B
| $4.12M | 0.01% |
77,363
+64,820
| +517% | +$3.18M |
|
|
TXI
1758
PUT
DELISTED
TEXAS INDUSTRIES INC
TXI
| $4.11M | 0.01% |
61,900
-8,000
| -11% | -$503K |
|
|
CVG
1759
DELISTED
Convergys
CVG
| $4.1M | 0.01% |
218,803
+19,793
| +10% | +$371K |
|
1760
PUT
Edgewell Personal Care
EPC
$1.33B
| $4.1M | 0.01% |
60,705
-40,470
| -40% | -$2.99M |
|
|
ADVS
1761
PUT
DELISTED
Advent Software Inc
ADVS
| $4.1M | 0.01% |
129,200
+91,300
| +241% | +$2.72M |
|
1762
PUT
Enovis
ENOV
$1.48B
| $4.1M | 0.01% |
42,123
+9,761
| +30% | +$900K |
|
|
ERF
1763
DELISTED
Enerplus Corporation
ERF
| $4.09M | 0.01% |
249,235
+169,440
| +212% | +$2.78M |
|
|
LGF
1764
CALL
DELISTED
Lions Gate Entertainment
LGF
| $4.09M | 0.01% |
116,600
+50,600
| +77% | +$1.72M |
|
|
MHFI
1765
CALL
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
| $4.08M | 0.01% |
62,200
+42,200
| +211% | +$2.56M |
|
1766
CALL
Wolverine World Wide
WWW
$1.68B
| $4.08M | 0.01% |
140,000
+40,000
| +40% | +$1.14M |
|
1767
D.R. Horton
DHI
$42.2B
| $4.07M | 0.01% |
209,435
-141,664
| -40% | -$2.81M |
|
1768
CALL
Nexstar Media Group
NXST
$5.83B
| $4.07M | 0.01% |
91,400
-41,700
| -31% | -$1.49M |
|
|
BID
1769
PUT
DELISTED
Sotheby's
BID
| $4.07M | 0.01% |
82,800
+63,800
| +336% | +$2.84M |
|
1770
PUT
Littelfuse
LFUS
$10.3B
| $4.07M | 0.01% |
52,000
+20,000
| +63% | +$1.59M |
|
1771
PUT
Rockwell Automation
ROK
$47.7B
| $4.06M | 0.01% |
38,000
-10,000
| -21% | -$977K |
|
|
TXNM
1772
TXNM Energy Inc
TXNM
$5.91B
| $4.06M | 0.01% |
179,556
-25,026
| -12% | -$569K |
|
1773
CALL
Flowserve
FLS
$10.2B
| $4.05M | 0.01% |
65,000
+20,000
| +44% | +$1.16M |
|
1774
PUT
Celldex Therapeutics
CLDX
$3.24B
| $4.05M | 0.01% |
7,613
+4,946
| +185% | +$1.7M |
|
|
GHL
1775
DELISTED
Greenhill & Co., Inc.
GHL
| $4.03M | 0.01% |
80,859
+23,044
| +40% | +$1.14M |
|
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David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.