David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 42.92% |
| 2 | Technology | 16.67% |
| 3 | Consumer Discretionary | 9.3% |
| 4 | Healthcare | 7.82% |
| 5 | Financials | 5.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Murphy USA
MUSA
$9.49B
| $4.76M | 0.01% |
13,924
-40,450
| -74% | -$12.9M |
|
1727
Dycom Industries
DY
$9.18B
| $4.76M | 0.01% |
53,435
-13,794
| -21% | -$1.38M |
|
1728
CALL
Okta
OKTA
$29.6B
| $4.75M | 0.01% |
58,300
+1,700
| +3% | +$129K |
|
1729
HCA Healthcare
HCA
$92B
| $4.75M | 0.01% |
19,300
-75,549
| -80% | -$20.7M |
|
|
OSG
1730
DELISTED
Overseas Shipholding Group Inc.
OSG
| $4.75M | 0.01% |
1,081,204
-174,155
| -14% | -$724K |
|
1731
Blue Owl Capital
OBDC
$5.59B
| $4.75M | 0.01% |
342,683
+303,922
| +784% | +$4.2M |
|
1732
PUT
Builders FirstSource
BLDR
$7.29B
| $4.74M | 0.01% |
38,100
+31,700
| +495% | +$4.37M |
|
1733
CALL
Alexandria Real Estate Equities
ARE
$9.06B
| $4.73M | ﹤0.01% |
47,300
+30,000
| +173% | +$3.49M |
|
1734
Turning Point Brands
TPB
$1.72B
| $4.73M | ﹤0.01% |
204,905
-9,379
| -4% | -$229K |
|
1735
CareTrust REIT
CTRE
$9.33B
| $4.73M | ﹤0.01% |
+230,593
| New | +$4.67M |
|
1736
Regency Centers
REG
$13.9B
| $4.72M | ﹤0.01% |
79,395
+63,568
| +402% | +$4.01M |
|
|
CFLT
1737
CALL
DELISTED
Confluent
CFLT
| $4.71M | ﹤0.01% |
159,200
+109,900
| +223% | +$3.68M |
|
|
MRO
1738
CALL
DELISTED
Marathon Oil Corporation
MRO
| $4.7M | ﹤0.01% |
175,800
-20,900
| -11% | -$541K |
|
1739
CALL
Seagate
STX
$190B
| $4.7M | ﹤0.01% |
71,300
-4,100
| -5% | -$264K |
|
1740
Gibraltar Industries
ROCK
$1.37B
| $4.7M | ﹤0.01% |
69,565
-475
| -0.7% | -$32.5K |
|
1741
PUT
Global E Online
GLBE
$6.58B
| $4.69M | ﹤0.01% |
+118,000
| New | +$4.75M |
|
1742
Metallus
MTUS
$817M
| $4.68M | ﹤0.01% |
215,699
-49,835
| -19% | -$1.09M |
|
1743
AdvanSix
ASIX
$444M
| $4.68M | ﹤0.01% |
150,720
+4,341
| +3% | +$151K |
|
1744
CALL
Brinker International
EAT
$10.1B
| $4.68M | ﹤0.01% |
148,200
+28,400
| +24% | +$994K |
|
|
WBA
1745
DELISTED
Walgreens Boots Alliance
WBA
| $4.67M | ﹤0.01% |
210,140
+91,577
| +77% | +$2.43M |
|
1746
OptimizeRx
OPRX
$146M
| $4.67M | ﹤0.01% |
600,393
+64,414
| +12% | +$701K |
|
1747
CALL
Spotify
SPOT
$108B
| $4.67M | ﹤0.01% |
30,200
+5,200
| +21% | +$792K |
|
1748
Old Dominion Freight Line
ODFL
$41.4B
| $4.66M | ﹤0.01% |
22,786
-3,796
| -14% | -$768K |
|
1749
Mueller Industries
MLI
$14B
| $4.66M | ﹤0.01% |
247,904
-27,704
| -10% | -$548K |
|
1750
Hilltop Holdings
HTH
$2.2B
| $4.66M | ﹤0.01% |
164,143
-5,810
| -3% | -$175K |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $5.84B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 41% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.