David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.49% |
| 2 | Consumer Discretionary | 9.18% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 8% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
CALL
Starbucks
SBUX
$122B
| $128M | 0.14% |
1,228,700
-87,100
| -7% | -$9.07M |
|
152
Hilton Worldwide
HLT
$73.5B
| $128M | 0.14% |
907,273
+1,079
| +0.1% | +$152K |
|
153
CALL
Berkshire Hathaway Class B
BRK.B
$1.06T
| $127M | 0.14% |
412,800
-187,500
| -31% | -$57.8M |
|
154
Agilent Technologies
A
$44.9B
| $125M | 0.13% |
905,087
+98,254
| +12% | +$14.4M |
|
155
L3Harris
LHX
$49.7B
| $125M | 0.13% |
637,920
+321,132
| +101% | +$65.7M |
|
156
CALL
Home Depot
HD
$335B
| $125M | 0.13% |
423,100
+151,600
| +56% | +$46.5M |
|
157
Regeneron Pharmaceuticals
REGN
$85.9B
| $124M | 0.13% |
151,333
+135,038
| +829% | +$102M |
|
158
Range Resources
RRC
$9.59B
| $124M | 0.13% |
4,691,018
+139,644
| +3% | +$3.52M |
|
159
Baxter International
BAX
$13.6B
| $122M | 0.13% |
3,006,238
+1,886,914
| +169% | +$80M |
|
160
PUT
Adobe
ADBE
$109B
| $122M | 0.13% |
316,400
-67,300
| -18% | -$23.9M |
|
161
DuPont de Nemours
DD
$18.7B
| $122M | 0.13% |
1,349,120
+1,094,895
| +431% | +$99.9M |
|
162
PUT
General Motors
GM
$77.2B
| $120M | 0.13% |
3,264,600
-145,500
| -4% | -$5.5M |
|
|
LBRDK
163
DELISTED
Liberty Broadband Class C
LBRDK
| $118M | 0.13% |
1,450,279
+137,427
| +10% | +$11.9M |
|
164
Ford
F
$57.5B
| $118M | 0.13% |
9,375,108
-2,086,658
| -18% | -$26.1M |
|
165
PUT
Roku
ROKU
$23.4B
| $118M | 0.13% |
1,793,400
+136,800
| +8% | +$8.01M |
|
166
Sarepta Therapeutics
SRPT
$1.98B
| $117M | 0.13% |
851,737
+269,490
| +46% | +$35M |
|
167
Cognizant
CTSH
$27.9B
| $117M | 0.13% |
1,923,830
-1,275,156
| -40% | -$79.8M |
|
168
Kroger
KR
$35.5B
| $117M | 0.13% |
2,371,904
+459,262
| +24% | +$21M |
|
169
VeriSign
VRSN
$25.5B
| $117M | 0.13% |
553,544
+66,271
| +14% | +$13.7M |
|
|
SYNH
170
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $117M | 0.13% |
3,279,774
+1,317,919
| +67% | +$47.8M |
|
171
PUT
TSMC
TSM
$2.17T
| $117M | 0.12% |
1,252,500
+298,200
| +31% | +$26.8M |
|
|
DOCU
172
DocuSign
DOCU
$11.8B
| $116M | 0.12% |
1,992,616
-1,470,470
| -42% | -$87.7M |
|
173
Johnson Controls International
JCI
$86.7B
| $116M | 0.12% |
1,919,948
-53,949
| -3% | -$3.45M |
|
174
Becton Dickinson
BDX
$52.3B
| $115M | 0.12% |
465,093
+44,480
| +11% | +$10.9M |
|
175
Truist Financial
TFC
$61.6B
| $115M | 0.12% |
3,361,124
+1,830,709
| +120% | +$79.9M |
|
Similar funds
David Shaw's Q1 2023 Portfolio in Review
As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw withdrew a net $9.17B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- David Shaw opened 431 new positions and closed 860 in Q1 2023.
- David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.