David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IM
151
DELISTED
Ingram Micro
IM
| $85.7M | 0.15% |
2,401,895
+921,593
| +62% | +$32M |
|
152
Trane Technologies
TT
$99.8B
| $85.4M | 0.15% |
1,256,589
-183,788
| -13% | -$12.2M |
|
153
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
| $84.5M | 0.15% |
+390,600
| New | +$84.4M |
|
154
AT&T
T
$173B
| $84.5M | 0.15% |
2,753,368
-842,604
| -23% | -$26.6M |
|
155
CALL
Qualcomm
QCOM
$169B
| $81.6M | 0.14% |
1,191,400
+102,100
| +9% | +$6.21M |
|
156
CALL
Regeneron Pharmaceuticals
REGN
$85.9B
| $81M | 0.14% |
201,500
+23,900
| +13% | +$9.59M |
|
157
Keurig Dr Pepper
KDP
$43.6B
| $80M | 0.14% |
875,975
+190,001
| +28% | +$18M |
|
158
CALL
McDonald's
MCD
$192B
| $80M | 0.14% |
693,200
+127,600
| +23% | +$15.1M |
|
159
CALL
Procter & Gamble
PG
$336B
| $79.9M | 0.14% |
890,600
+178,600
| +25% | +$15.5M |
|
160
Johnson & Johnson
JNJ
$651B
| $79.4M | 0.14% |
671,864
-535,512
| -44% | -$65M |
|
161
HCA Healthcare
HCA
$92.9B
| $79.2M | 0.14% |
1,047,803
+523,791
| +100% | +$40.1M |
|
162
Alkermes
ALKS
$8.11B
| $78.3M | 0.14% |
1,665,836
+264,019
| +19% | +$12.6M |
|
163
Amdocs
DOX
$6.41B
| $78.1M | 0.14% |
1,350,573
-32,643
| -2% | -$1.92M |
|
164
CALL
Alibaba
BABA
$286B
| $77.9M | 0.14% |
736,200
-577,600
| -44% | -$53.5M |
|
165
Vodafone
VOD
$36.9B
| $77.7M | 0.14% |
2,667,106
+2,306,508
| +640% | +$70.3M |
|
|
DISH
166
DELISTED
DISH Network Corp.
DISH
| $76.8M | 0.14% |
1,401,064
+400,954
| +40% | +$20.8M |
|
167
Goodyear
GT
$1.72B
| $76.7M | 0.14% |
2,374,128
-246,951
| -9% | -$7.18M |
|
|
168
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
| $76.5M | 0.13% |
+353,600
| New | +$76.4M |
|
|
JOY
169
DELISTED
Joy Global Inc
JOY
| $75.9M | 0.13% |
2,737,829
-1,370,060
| -33% | -$36.3M |
|
170
Goldman Sachs
GS
$303B
| $75.8M | 0.13% |
470,154
-85,393
| -15% | -$13.9M |
|
171
Crown Holdings
CCK
$13B
| $75.6M | 0.13% |
1,323,697
+263,370
| +25% | +$14.1M |
|
172
Costco
COST
$420B
| $75.5M | 0.13% |
495,283
+98,418
| +25% | +$15.9M |
|
173
Huntington Ingalls Industries
HII
$11.8B
| $75.3M | 0.13% |
490,497
+193,144
| +65% | +$32M |
|
174
PUT
ExxonMobil
XOM
$679B
| $74.9M | 0.13% |
858,400
+553,400
| +181% | +$49.1M |
|
175
CALL
Netflix
NFLX
$331B
| $74.8M | 0.13% |
7,587,000
-1,494,000
| -16% | -$14.3M |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.