David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$862M |
| 2 |
Baidu
BIDU
|
+$752M |
| 3 |
Tencent Music
TME
|
+$426M |
| 4 |
Coca-Cola
KO
|
+$424M |
| 5 |
NVIDIA
NVDA
|
+$383M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$981M |
| 2 |
Wells Fargo
WFC
|
+$673M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$574M |
| 4 |
Moderna
MRNA
|
+$442M |
| 5 |
DuPont de Nemours
DD
|
+$415M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.45% |
| 2 | Consumer Discretionary | 10.49% |
| 3 | Communication Services | 9.04% |
| 4 | Healthcare | 8.89% |
| 5 | Financials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Precigen
PGEN
$2.66B
| $5.15M | 0.01% |
746,812
+53,022
| +8% | +$448K |
|
|
VMW
1702
CALL
DELISTED
VMware, Inc
VMW
| $5.14M | 0.01% |
34,200
-14,100
| -29% | -$2.02M |
|
1703
Carter's
CRI
$1.26B
| $5.14M | 0.01% |
57,771
-20,484
| -26% | -$1.89M |
|
1704
Acco Brands
ACCO
$387M
| $5.12M | ﹤0.01% |
606,849
-454
| -0.1% | -$3.91K |
|
1705
PUT
Public Storage
PSA
$59.3B
| $5.11M | ﹤0.01% |
20,700
+13,700
| +196% | +$3.19M |
|
1706
CALL
Everest Group
EG
$14.6B
| $5.11M | ﹤0.01% |
20,600
| – | – |
|
1707
Urban Edge Properties
UE
$2.71B
| $5.1M | ﹤0.01% |
308,812
-37,408
| -11% | -$589K |
|
|
GRTS
1708
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $5.09M | ﹤0.01% |
539,798
+333,436
| +162% | +$4.59M |
|
1709
Alcon
ALC
$35.1B
| $5.09M | ﹤0.01% |
72,531
-199,379
| -73% | -$14.1M |
|
|
CTB
1710
DELISTED
Cooper Tire & Rubber Co.
CTB
| $5.08M | ﹤0.01% |
90,778
-77,672
| -46% | -$3.72M |
|
|
TVRD
1711
Tvardi Therapeutics
TVRD
$23.7M
| $5.08M | ﹤0.01% |
6,500
+1,905
| +41% | +$1.3M |
|
|
EGOV
1712
DELISTED
NIC Inc
EGOV
| $5.08M | ﹤0.01% |
149,611
-428,260
| -74% | -$13.5M |
|
1713
International Bancshares
IBOC
$4.4B
| $5.07M | ﹤0.01% |
109,170
-50,177
| -31% | -$2.2M |
|
|
CYBR
1714
CALL
DELISTED
CyberArk
CYBR
| $5.06M | ﹤0.01% |
39,100
-43,100
| -52% | -$6.53M |
|
1715
CALL
Cheniere Energy
LNG
$58.7B
| $5.05M | ﹤0.01% |
+70,200
| New | +$4.8M |
|
|
TRST
1716
Trustco Bank Corp NY
TRST
$973M
| $5.05M | ﹤0.01% |
137,172
+46,542
| +51% | +$1.64M |
|
1717
Patterson-UTI
PTEN
$4.48B
| $5.05M | ﹤0.01% |
707,904
-848,463
| -55% | -$5.98M |
|
1718
CALL
LyondellBasell Industries
LYB
$20.2B
| $5.05M | ﹤0.01% |
48,500
+13,800
| +40% | +$1.37M |
|
1719
LendingTree
TREE
$418M
| $5.03M | ﹤0.01% |
23,622
-2,290
| -9% | -$652K |
|
1720
PUT
PennyMac Financial
PFSI
$3.79B
| $5.03M | ﹤0.01% |
75,200
+68,100
| +959% | +$4.22M |
|
1721
CALL
Johnson Controls International
JCI
$87.4B
| $5.02M | ﹤0.01% |
+84,100
| New | +$4.62M |
|
|
HOLI
1722
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $5.01M | ﹤0.01% |
399,801
-112,205
| -22% | -$1.63M |
|
1723
Semtech
SMTC
$13.1B
| $5M | ﹤0.01% |
72,386
+52,981
| +273% | +$3.89M |
|
|
UCB
1724
United Community Banks
UCB
$4.25B
| $4.99M | ﹤0.01% |
146,241
-43,799
| -23% | -$1.44M |
|
|
TMAC.U
1725
DELISTED
The Music Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
TMAC.U
| $4.99M | ﹤0.01% |
+500,000
| New | +$5.15M |
|
Similar funds
David Shaw's Q1 2021 Portfolio in Review
As of Q1 2021, David Shaw held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.
David Shaw withdrew a net $18.3B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Communication Services.
Against the trend, David Shaw opened a new position in Baidu worth $627M.
- David Shaw's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
- David Shaw added most to Tesla in Q1 2021, an estimated $862M increase.
- David Shaw's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
- David Shaw fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
- David Shaw's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
- David Shaw opened 825 new positions and closed 730 in Q1 2021.
- David Shaw's portfolio value fell 7.4% quarter-over-quarter to $104B.
Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.