David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.71% |
| 2 | Energy | 8.64% |
| 3 | Consumer Discretionary | 8.27% |
| 4 | Healthcare | 7.23% |
| 5 | Communication Services | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Enerpac Tool Group
EPAC
$1.91B
| $4.06M | 0.01% |
+149,129
| New | +$4.45M |
|
1702
CALL
Celanese
CE
$4.89B
| $4.06M | 0.01% |
67,700
| – | – |
|
1703
CALL
Truist Financial
TFC
$61.8B
| $4.04M | 0.01% |
104,000
-51,600
| -33% | -$1.94M |
|
|
ULTI
1704
CALL
DELISTED
Ultimate Software Group Inc
ULTI
| $4.04M | 0.01% |
27,500
-39,400
| -59% | -$5.72M |
|
1705
Hawaiian Electric Industries
HE
$1.96B
| $4.03M | 0.01% |
120,358
+97,872
| +435% | +$2.85M |
|
|
DENN
1706
DELISTED
Denny's
DENN
| $4.02M | 0.01% |
389,608
+354,511
| +1,010% | +$3.14M |
|
1707
Cabot Corp
CBT
$4.35B
| $4.02M | 0.01% |
91,575
+35,659
| +64% | +$1.61M |
|
1708
PUT
Vodafone
VOD
$36.9B
| $4.02M | 0.01% |
117,520
| – | – |
|
1709
PUT
Liberty Global Class A
LBTYA
$3.67B
| $4.01M | 0.01% |
96,876
| – | – |
|
1710
PUT
Lamar Advertising Co
LAMR
$15.5B
| $4M | 0.01% |
74,600
| – | – |
|
1711
Altria Group
MO
$115B
| $3.99M | 0.01% |
+81,043
| New | +$3.95M |
|
1712
Plains GP Holdings
PAGP
$5.52B
| $3.99M | 0.01% |
58,390
-7,512
| -11% | -$534K |
|
1713
CALL
VeriSign
VRSN
$26.6B
| $3.99M | 0.01% |
70,000
| – | – |
|
|
MDVN
1714
PUT
DELISTED
MEDIVATION, INC.
MDVN
| $3.98M | 0.01% |
80,000
| – | – |
|
|
AGN
1715
CALL
DELISTED
Allergan Inc
AGN
| $3.98M | 0.01% |
18,700
| – | – |
|
1716
CALL
Microchip Technology
MCHP
$40B
| $3.97M | 0.01% |
176,000
| – | – |
|
1717
PUT
Teekay
TK
$1.09B
| $3.97M | 0.01% |
78,000
-8,400
| -10% | -$457K |
|
|
AVNS
1718
DELISTED
Avanos Medical
AVNS
| $3.96M | 0.01% |
+87,132
| New | +$3.42M |
|
|
HW
1719
DELISTED
Headwaters Inc
HW
| $3.96M | 0.01% |
264,145
+52,626
| +25% | +$687K |
|
|
ORBK
1720
DELISTED
Orbotech Ltd
ORBK
| $3.95M | 0.01% |
267,183
+30,947
| +13% | +$463K |
|
1721
Reliance Steel & Aluminium
RS
$19.9B
| $3.95M | 0.01% |
64,450
+27,872
| +76% | +$1.77M |
|
|
NCI
1722
DELISTED
Navigant Consulting, Inc.
NCI
| $3.95M | 0.01% |
256,726
+5,892
| +2% | +$85.5K |
|
1723
T-Mobile US
TMUS
$195B
| $3.94M | 0.01% |
146,305
-666,162
| -82% | -$18.4M |
|
1724
NMI Holdings
NMIH
$3.4B
| $3.94M | 0.01% |
430,965
-25,176
| -6% | -$223K |
|
|
RPT
1725
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $3.94M | 0.01% |
210,002
+61,655
| +42% | +$1.08M |
|
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David Shaw's Q4 2014 Portfolio in Review
As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.
- David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
- David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- David Shaw opened 517 new positions and closed 614 in Q4 2014.
- David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.