David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
CALL
State Street
STT
$53B
| $2.66M | ﹤0.01% |
+38,200
| New | +$2.5M |
|
1677
PUT
Williams-Sonoma
WSM
$27.6B
| $2.66M | ﹤0.01% |
104,000
| – | – |
|
1678
CALL
ANI Pharmaceuticals
ANIP
$1.74B
| $2.65M | ﹤0.01% |
40,000
+10,000
| +33% | +$625K |
|
|
CKH
1679
DELISTED
Seacor Holdings Inc.
CKH
| $2.65M | ﹤0.01% |
46,031
-5,369
| -10% | -$295K |
|
1680
Griffon
GFF
$4.59B
| $2.64M | ﹤0.01% |
155,460
+3,227
| +2% | +$55K |
|
1681
Oxford Industries
OXM
$549M
| $2.64M | ﹤0.01% |
+39,013
| New | +$2.44M |
|
1682
DXP Enterprises
DXPE
$2.92B
| $2.64M | ﹤0.01% |
93,663
+73,573
| +366% | +$1.7M |
|
1683
Boston Beer
SAM
$1.95B
| $2.64M | ﹤0.01% |
16,993
+7,506
| +79% | +$1.31M |
|
1684
LCI Industries
LCII
$2.55B
| $2.63M | ﹤0.01% |
26,862
-17,332
| -39% | -$1.65M |
|
|
VEDL
1685
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
| $2.63M | ﹤0.01% |
253,316
-81,648
| -24% | -$803K |
|
|
CCMP
1686
DELISTED
CMC Materials, Inc. Common Stock
CCMP
| $2.61M | ﹤0.01% |
49,396
-40,448
| -45% | -$1.99M |
|
1687
CALL
Madison Square Garden
MSGS
$9.8B
| $2.61M | ﹤0.01% |
+21,591
| New | +$2.74M |
|
1688
Core Laboratories
CLB
$553M
| $2.61M | ﹤0.01% |
23,200
+16,375
| +240% | +$1.89M |
|
1689
Dentsply Sirona
XRAY
$2.19B
| $2.6M | ﹤0.01% |
43,801
-87,540
| -67% | -$5.38M |
|
1690
Medifast
MED
$136M
| $2.6M | ﹤0.01% |
68,791
-36,033
| -34% | -$1.29M |
|
|
CS
1691
DELISTED
Credit Suisse Group
CS
| $2.59M | ﹤0.01% |
197,461
+106,911
| +118% | +$1.29M |
|
|
ICON
1692
DELISTED
Iconix Brand Group, Inc.
ICON
| $2.59M | ﹤0.01% |
31,942
+30,100
| +1,634% | +$2.34M |
|
|
TPH
1693
DELISTED
Tri Pointe Homes
TPH
| $2.58M | ﹤0.01% |
195,796
+120,354
| +160% | +$1.59M |
|
1694
Snap-on
SNA
$20.4B
| $2.58M | ﹤0.01% |
16,953
-47,464
| -74% | -$7.33M |
|
1695
CALL
Twilio
TWLO
$34.4B
| $2.57M | ﹤0.01% |
+40,000
| New | +$2M |
|
|
PETX
1696
DELISTED
Aratana Therapeutics, Inc.
PETX
| $2.57M | ﹤0.01% |
+274,982
| New | +$2.28M |
|
|
BPFH
1697
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $2.57M | ﹤0.01% |
200,204
-24,340
| -11% | -$302K |
|
1698
PUT
Jabil
JBL
$32.3B
| $2.57M | ﹤0.01% |
117,700
| – | – |
|
|
SCHW
1699
Charles Schwab
SCHW
$194B
| $2.57M | ﹤0.01% |
81,289
-86,643
| -52% | -$2.54M |
|
1700
Capital One
COF
$133B
| $2.56M | ﹤0.01% |
35,708
-356,235
| -91% | -$24.5M |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.