David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.71% |
| 2 | Energy | 8.64% |
| 3 | Consumer Discretionary | 8.27% |
| 4 | Healthcare | 7.23% |
| 5 | Communication Services | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
PUT
Rio Tinto
RIO
$172B
| $4.42M | 0.01% |
96,000
| – | – |
|
1652
PUT
Cracker Barrel
CBRL
$1.29B
| $4.42M | 0.01% |
+31,400
| New | +$3.78M |
|
|
ISCA
1653
DELISTED
International Speedway Corp
ISCA
| $4.42M | 0.01% |
139,575
+60,558
| +77% | +$1.88M |
|
|
CHK
1654
DELISTED
Chesapeake Energy Corporation
CHK
| $4.4M | 0.01% |
1,124
+640
| +132% | +$2.66M |
|
|
PNRA
1655
CALL
DELISTED
Panera Bread Co
PNRA
| $4.39M | 0.01% |
25,100
-11,500
| -31% | -$1.92M |
|
1656
Welltower
WELL
$175B
| $4.38M | 0.01% |
57,882
-399,777
| -87% | -$28.5M |
|
1657
Jack in the Box
JACK
$319M
| $4.36M | 0.01% |
54,548
-64,937
| -54% | -$4.73M |
|
|
RPTP
1658
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
| $4.34M | 0.01% |
412,562
+44,357
| +12% | +$433K |
|
|
PETM
1659
CALL
DELISTED
PETSMART INC
PETM
| $4.32M | 0.01% |
53,100
+8,800
| +20% | +$652K |
|
1660
Cummins
CMI
$79.3B
| $4.28M | 0.01% |
29,685
-21,414
| -42% | -$3.03M |
|
|
DVAX
1661
DELISTED
Dynavax Technologies
DVAX
| $4.26M | 0.01% |
252,835
+34,464
| +16% | +$525K |
|
|
GLUU
1662
DELISTED
Glu Mobile Inc.
GLUU
| $4.26M | 0.01% |
1,092,925
+864,592
| +379% | +$3.52M |
|
|
MRO
1663
CALL
DELISTED
Marathon Oil Corporation
MRO
| $4.26M | 0.01% |
150,600
-67,700
| -31% | -$2.15M |
|
|
WFC.WS
1664
DELISTED
Wells Fargo & Company Ws
WFC.WS
| $4.26M | 0.01% |
200,000
| – | – |
|
1665
PUT
Acadia Pharmaceuticals
ACAD
$5.14B
| $4.26M | 0.01% |
134,100
| – | – |
|
1666
PUT
Ciena
CIEN
$56.1B
| $4.26M | 0.01% |
219,300
+72,500
| +49% | +$1.21M |
|
1667
TransAlta
TAC
$3.9B
| $4.25M | 0.01% |
469,449
+226,900
| +94% | +$2.18M |
|
1668
Booz Allen Hamilton
BAH
$8.99B
| $4.25M | 0.01% |
160,178
+122,433
| +324% | +$3.18M |
|
|
ATHN
1669
PUT
DELISTED
Athenahealth, Inc.
ATHN
| $4.24M | 0.01% |
29,100
-4,600
| -14% | -$578K |
|
1670
CALL
Honeywell
HON
$69.2B
| $4.24M | 0.01% |
47,187
-258,748
| -85% | -$22.3M |
|
|
PKY
1671
DELISTED
Parkway, Inc.
PKY
| $4.23M | 0.01% |
230,285
+206,700
| +876% | +$3.94M |
|
|
JNPR
1672
CALL
DELISTED
Juniper Networks
JNPR
| $4.22M | 0.01% |
189,000
-22,900
| -11% | -$486K |
|
1673
Accenture
ACN
$112B
| $4.21M | 0.01% |
47,145
-136,864
| -74% | -$11.4M |
|
|
CSII
1674
DELISTED
Cardiovascular Systems, Inc.
CSII
| $4.21M | 0.01% |
139,884
+75,929
| +119% | +$2.17M |
|
1675
PUT
American Eagle Outfitters
AEO
$2.9B
| $4.21M | 0.01% |
303,000
| – | – |
|
Similar funds
David Shaw's Q4 2014 Portfolio in Review
As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.
- David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
- David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- David Shaw opened 517 new positions and closed 614 in Q4 2014.
- David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.