David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Kratos Defense & Security Solutions
KTOS
$9.88B
| $2.88M | 0.01% |
417,301
+277,226
| +198% | +$1.62M |
|
1627
Theravance Biopharma
TBPH
$884M
| $2.87M | 0.01% |
79,305
+22,226
| +39% | +$619K |
|
1628
CALL
Hershey
HSY
$37.6B
| $2.87M | 0.01% |
30,000
-2,000
| -6% | -$212K |
|
|
1629
PUT
Hershey
HSY
$37.6B
| $2.87M | 0.01% |
30,000
| – | – |
|
|
AMTD
1630
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
| $2.86M | 0.01% |
81,100
| – | – |
|
1631
Cytokinetics
CYTK
$10.8B
| $2.85M | 0.01% |
310,959
+6,279
| +2% | +$65.6K |
|
|
JOY
1632
PUT
DELISTED
Joy Global Inc
JOY
| $2.85M | 0.01% |
102,900
| – | – |
|
1633
CALL
A.O. Smith
AOS
$8.45B
| $2.83M | 0.01% |
+57,400
| New | +$2.68M |
|
1634
Allegiant Air
ALGT
$2.25B
| $2.83M | 0.01% |
21,418
-2,558
| -11% | -$348K |
|
|
HAR
1635
PUT
DELISTED
Harman International Industries
HAR
| $2.82M | 0.01% |
33,400
-24,300
| -42% | -$1.99M |
|
|
EVRI
1636
DELISTED
Everi Holdings
EVRI
| $2.8M | ﹤0.01% |
1,135,145
-60,504
| -5% | -$120K |
|
1637
Terreno Realty
TRNO
$7.45B
| $2.8M | ﹤0.01% |
101,883
-52,039
| -34% | -$1.39M |
|
|
VCRA
1638
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $2.8M | ﹤0.01% |
165,633
-28,200
| -15% | -$431K |
|
1639
Crocs
CROX
$5.89B
| $2.8M | ﹤0.01% |
336,993
-147,017
| -30% | -$1.41M |
|
1640
Innospec
IOSP
$2.32B
| $2.8M | ﹤0.01% |
45,994
-17,330
| -27% | -$964K |
|
1641
Anika Therapeutics
ANIK
$286M
| $2.79M | ﹤0.01% |
58,310
+26,267
| +82% | +$1.3M |
|
|
EVER
1642
DELISTED
Everbank Financial Corp
EVER
| $2.79M | ﹤0.01% |
143,887
-57,802
| -29% | -$1.05M |
|
1643
PUT
BioMarin Pharmaceuticals
BMRN
$12.8B
| $2.79M | ﹤0.01% |
30,100
| – | – |
|
|
SLCA
1644
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $2.78M | ﹤0.01% |
+59,757
| New | +$2.33M |
|
|
PRA
1645
DELISTED
ProAssurance
PRA
| $2.78M | ﹤0.01% |
53,000
-42,486
| -44% | -$2.25M |
|
1646
Clearwater Paper
CLW
$351M
| $2.78M | ﹤0.01% |
42,965
-23,101
| -35% | -$1.46M |
|
1647
PUT
Verizon
VZ
$209B
| $2.78M | ﹤0.01% |
53,400
-593,200
| -92% | -$31.8M |
|
|
LLL
1648
DELISTED
L3 Technologies, Inc.
LLL
| $2.77M | ﹤0.01% |
18,412
-19,740
| -52% | -$2.94M |
|
|
SBNY
1649
DELISTED
Signature Bank
SBNY
| $2.77M | ﹤0.01% |
23,368
-6,823
| -23% | -$821K |
|
1650
CALL
Zions Bancorporation
ZION
$9.86B
| $2.75M | ﹤0.01% |
88,800
| – | – |
|
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David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.