David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Post Holdings
POST
$3.67B
| $4.72M | 0.01% |
178,756
+113,902
| +176% | +$3.32M |
|
1627
Magnachip Semiconductor
MX
$119M
| $4.72M | 0.01% |
219,249
+84,531
| +63% | +$1.7M |
|
1628
PUT
Delta Air Lines
DAL
$55B
| $4.72M | 0.01% |
200,000
| – | – |
|
|
CERN
1629
DELISTED
Cerner Corp
CERN
| $4.72M | 0.01% |
89,768
-14,460
| -14% | -$704K |
|
1630
Chunghwa Telecom
CHT
$33.5B
| $4.71M | 0.01% |
149,202
+16,385
| +12% | +$523K |
|
1631
PUT
Cencora
COR
$62.6B
| $4.71M | 0.01% |
77,100
| – | – |
|
|
WBS
1632
DELISTED
Webster Financial
WBS
| $4.71M | 0.01% |
184,388
-147,487
| -44% | -$3.93M |
|
1633
PUT
Occidental Petroleum
OXY
$58.4B
| $4.71M | 0.01% |
52,502
-84,232
| -62% | -$7.24M |
|
1634
CALL
Lamar Advertising Co
LAMR
$15.4B
| $4.7M | 0.01% |
100,000
+20,000
| +25% | +$881K |
|
1635
CALL
H&R Block
HRB
$6.56B
| $4.69M | 0.01% |
175,800
| – | – |
|
1636
Revvity
RVTY
$13.9B
| $4.69M | 0.01% |
124,123
+113,984
| +1,124% | +$4.09M |
|
|
PPLI
1637
PUT
People Inc
PPLI
$2.94B
| $4.68M | 0.01% |
478,967
+367,059
| +328% | +$3.35M |
|
1638
PUT
Mativ Holdings
MATV
$682M
| $4.68M | 0.01% |
77,300
+37,500
| +94% | +$2.12M |
|
|
ONIT
1639
CALL
Onity Group
ONIT
$294M
| $4.68M | 0.01% |
5,593
+4,713
| +536% | +$3.56M |
|
1640
CALL
Trip.com Group
TCOM
$29B
| $4.67M | 0.01% |
+160,000
| New | +$3.44M |
|
1641
PUT
Tidewater
TDW
$4.59B
| $4.66M | 0.01% |
2,437
| – | – |
|
1642
Novartis
NVS
$304B
| $4.65M | 0.01% |
67,665
-94,317
| -58% | -$6.24M |
|
1643
PUT
Chubb
CB
$132B
| $4.65M | 0.01% |
49,700
+25,800
| +108% | +$2.36M |
|
1644
PUT
Alcoa
AA
$13.5B
| $4.65M | 0.01% |
238,202
+108,198
| +83% | +$2.09M |
|
|
TIBX
1645
DELISTED
TIBCO SOFTWARE INC
TIBX
| $4.64M | 0.01% |
181,519
-1,544,708
| -89% | -$36.9M |
|
|
EA
1646
CALL
DELISTED
Electronic Arts
EA
| $4.64M | 0.01% |
181,700
+121,700
| +203% | +$3.16M |
|
|
RPTP
1647
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
| $4.64M | 0.01% |
+310,560
| New | +$3.72M |
|
1648
CALL
Thermo Fisher Scientific
TMO
$232B
| $4.63M | 0.01% |
50,300
+30,300
| +152% | +$2.74M |
|
1649
InterDigital
IDCC
$8.92B
| $4.62M | 0.01% |
123,874
+70,526
| +132% | +$2.66M |
|
|
NCI
1650
DELISTED
Navigant Consulting, Inc.
NCI
| $4.62M | 0.01% |
298,941
+12,664
| +4% | +$178K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.