David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
CALL
Old Dominion Freight Line
ODFL
$41.4B
| $3.42M | 0.01% |
+119,700
| New | +$3.21M |
|
1552
Mativ Holdings
MATV
$671M
| $3.42M | 0.01% |
75,161
+445
| +0.6% | +$18.1K |
|
1553
Wynn Resorts
WYNN
$10.1B
| $3.42M | 0.01% |
39,527
-1,130,431
| -97% | -$106M |
|
1554
PUT
NetApp
NTAP
$37.8B
| $3.42M | 0.01% |
96,900
+9,000
| +10% | +$315K |
|
|
RDS.A
1555
PUT
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $3.41M | 0.01% |
64,917
| – | – |
|
1556
MGM Resorts International
MGM
$10.9B
| $3.4M | 0.01% |
117,968
-137,048
| -54% | -$3.8M |
|
|
WLB
1557
DELISTED
Westmoreland Coal Company
WLB
| $3.4M | 0.01% |
192,368
-70,519
| -27% | -$985K |
|
|
SGEN
1558
DELISTED
Seagen Inc. Common Stock
SGEN
| $3.4M | 0.01% |
64,381
-180,692
| -74% | -$10.9M |
|
|
SC
1559
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $3.4M | 0.01% |
251,577
-27,320
| -10% | -$361K |
|
1560
Morningstar
MORN
$7.97B
| $3.4M | 0.01% |
46,151
+414
| +0.9% | +$30.4K |
|
|
TRQ
1561
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $3.39M | 0.01% |
105,070
+38,660
| +58% | +$1.24M |
|
1562
Gartner
IT
$12.2B
| $3.39M | 0.01% |
33,533
-10,233
| -23% | -$989K |
|
1563
CALL
Expedia Group
EXPE
$40.4B
| $3.39M | 0.01% |
29,900
-49,000
| -62% | -$5.98M |
|
1564
PUT
Wheaton Precious Metals
WPM
$71.1B
| $3.38M | 0.01% |
175,100
-177,200
| -50% | -$3.69M |
|
|
TCS
1565
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $3.38M | 0.01% |
35,510
+6,702
| +23% | +$579K |
|
1566
CALL
KeyCorp
KEY
$23.6B
| $3.38M | 0.01% |
+184,900
| New | +$2.92M |
|
|
CONN
1567
DELISTED
Conn's Inc.
CONN
| $3.37M | 0.01% |
266,276
+174,624
| +191% | +$1.93M |
|
1568
NorthWestern Energy
NWE
$4.37B
| $3.37M | 0.01% |
59,186
+20,956
| +55% | +$1.18M |
|
1569
Madison Square Garden
MSGS
$9.66B
| $3.36M | 0.01% |
27,492
+672
| +3% | +$81.6K |
|
|
MCRN
1570
DELISTED
Milacron Holdings Corp.
MCRN
| $3.36M | 0.01% |
180,509
+11,787
| +7% | +$193K |
|
1571
Box
BOX
$4.62B
| $3.36M | 0.01% |
242,591
+193,585
| +395% | +$2.86M |
|
1572
PUT
Capri Holdings
CPRI
$1.54B
| $3.36M | 0.01% |
78,200
+10,900
| +16% | +$518K |
|
1573
MannKind Corp
MNKD
$1.32B
| $3.36M | 0.01% |
1,055,019
+818,720
| +346% | +$2.37M |
|
1574
CubeSmart
CUBE
$9.18B
| $3.35M | 0.01% |
125,249
-149,873
| -54% | -$3.84M |
|
|
AMCC
1575
DELISTED
Applied Micro Circuits Corporation New
AMCC
| $3.35M | 0.01% |
405,778
+91,814
| +29% | +$696K |
|
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David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.